Assalamualaikum dan Salam Sejahtera

Kami ucapkan tahniah buat tuan/puan dalam usaha pembukaan akaun CDS-Saham Bersama kami di Mahersaham. Kami harap tuan dan puan dapat menonton video pembukaan akaun melalui youtube sebelum mengisi borang pembukaan CDS kerana borang ini sangat sensitive dan juga perlu perhatian yang penuh ketika pengisian.

Sesudah mengisi borang kami berharap anda menyemak semula borang anda dengan menghubungi Market Representative kami bagi mengurangkan kesalahan dalam pengisian boran.

Buat mereka yang masih baru dalam pasaran saham, kami mengesyorkan anda untuk menimba ilmu melalui Video mampu milik kami yang sememangnya dikhususkan untuk pelabur-pelabur baru.

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Langkah-langkah mengisi borang1. Pergi ke link youtube

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Ò± Ç»­I am a tax resident of another country(s) outside Malaysia :

PART D - DECLARATION BY APPLICANT

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DECLARATION OF POLITICALLY EXPOSED PERSONS (PEPs)

DECLARATION PURSUANT TO COMMON REPORTING STANDARD (CRS) ON TAX RESIDENCY

DECLARATION PURSUANT TO RULE 5.15(9) OF THE BURSA MALAYSIA SECURITIES BHD.

DECLARATION PURSUANT TO TERMS AND CONDITION FOR THE OPERATION OF SECURITIES TRADING ACCOUNT(s) IN ISLAMIC STOCKBROKING WINDOW OF MSSB

YOU ARE REQUIRED TO DECLARE WHETHER YOU / FAMILY MEMBER* / CLOSE ASSOCIATE** ARE CURRENTLY ENTRUSTED WITH A PROMINENT PUBLIC FUNCTION*** IN MALAYSIA OR A FOREIGN COUNTRY?

No, I am / My family member(s) / close associate(s) are not

Yes, I am / My family member(s) / close associate(s) are

YOU ARE REQUIRED TO DISCLOSE WHETHER ANY DEALING IN SECURITIES IN RESPECT OF YOUR TRADING ACCOUNT(S) IS CONDUCTED FOR YOURSELF OR ON BEHALF OF ANOTHER PERSON

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º±® ¿²¼ ±² ¾»¸¿´º ±º ¬¸» °¿®¬§ ­»¬ ±«¬ ¾»´±©ô º®±³ ©¸±³ô ¬¸®±«¹¸ ©¸±³ ±® ±² ©¸±­» ¾»¸¿´º ¬¸» ­»½«®·¬·»­ ¿®» ¬± ¾» ¼»¿´¬ ©·¬¸ò × ­¸¿´´ ¸±©»ª»® ®»³¿·² ´·¿¾´» º±® ¬¸» ¼»¿´·²¹­ ©·¬¸±«¬ °®»¶«¼·½» ¬± §±«® ®·¹¸¬ ¿¹¿·²­¬ ¬¸» ­¿·¼ °¿®¬§æó

a)

c)

d)

e)

h)

i)

Online Client

Non-Online Client

j)

f)

i)

SUBSCRIBED AND SOLEMNLY

declared by the account holder

PLEASE PRINT THE COMPLETED FORM

AND PHYSICALLY SIGN WITHIN THE BOX

D D MM Y Y Y Y

lacca ecurities dn

articipating Organisation Of rs sia ecuritie erha

Before me,

D D MM Y Y Y Y

Page 2 of 2

Malacca Securi�es Sdn Bhd (16121-H)

IOPAO01BMar18

(A Par�cipa�ng Organiza�on of Bursa Malaysia Securi�es Berhad)

ISLAMIC STOCKBROKING WINDOWINDIVIDUAL TRADING ACCOUNT APPLICATION FORMPRODUCT DETAILS

PART ONE - ACCOUNT DETAILSNAME OF APPLICANT :

NEW NRIC NUMBER :

CLIENT CODE :

OLD NRIC/ PASSPORT/AUTHORITY CARD/ REG. NO:

(As per NRIC/Passport/ AuthorityCard/ Registration Document)

PART TWO - ACCOUNT TYPE

Islamic Trading - Cash Upfront Account

(please select one)Account Descrip�on:

PART THREE - ONLINE TRADING FACILITY

NoYesWe would like to apply for online trading :

If Yes, please provide your preferred first and second choice user ID preferences(alphanumeric, min 6 characters, max 10 characters)

User ID first preference :

User ID second preference :

FOR INTERNAL USE ONLY

ACCOUNT CODE:

DEALER / REMISIER CODE:

J

To be completed by opera�ons

CLIENT CODE :

NFTFV :

Verifica�on form submi�ed

No Yes

No Yes

ONLINE TRADING :if both User ID preferences are not available, we wil default the User ID to your Client Code assigned by the company

Others, please specify :

PART FOUR - BANK NEGARA MALAYSIA FOREIGN EXCHANGE ADMINISTRATION RULES (FEA rules)

I am NOT a Resident of MalaysiaI am a Resident of Malaysia

To be completed by Resident of Malaysia only (Please �ck ( / ) whichever applicable)

I do not have domes�c ringgit borrowings and thus allowed to convert any amount of Ringgit currency for the purpose of funding my investment abroad and I undertake to inform MSSB immediately should I subsequently obtain domes�c ringgit borrowings or upon request by MSSB ; or

I have domes�c ringgit borrowings and thus allowed to convert up to RM1,000,000 in aggregate per calendar year for the purpose of funding my investment abroad. I hereby acknowledge that the total sum of my investment abroad which I have/I will have with MSSB and others, are to be taken into account for purpose of FEA rules. I hereby undertake to inform MSSB immediately once my investment amount has reached the maximum allowable limit.

PART FIVE- DECLARATION BY APPLICANT

I hereby solemnly, voluntarily, conscien�ously, irrevocably and uncondi�onally declare (conscien�ously believing the same to be true), that I have read and fully understood the full contents of the following:

I acknowledge and agree to abide by all the terms in the Islamic Stockbroking Window Trading Account Applica�on “Client Details” Form, Islamic Stockbroking Window Trading Account Applica�on “Product Details” Form (collec�vely referred to as “Applica�on Forms”) and Terms and Condi�ons for the Opera�on of Securi�es Trading Account(s) in Islamic Stockbroking Window in Malacca Securi�es Sdn Bhd (MSSB).The par�culars and informa�on given in the Applica�on Forms are true and correct and I have not withheld any material facts or informa�on from MSSB. I undertake to furnish MSSB with such addi�onal par�culars as MSSB may require from �me to �me. I further authorize MSSB to verify the informa�on given by me from any source (including third par�es) and in such manner as MSSB shall deem fit. I undertake to inform MSSB in wri�ng should there be any change(s) to our par�culars declared in the Applica�on Forms.

1.

2.

I hereby agree that all payments (including but not limited to sales proceeds, contra gain and credits) due to me shall be auto credited to my trust account maintained with MSSB.3. I have read and understood the risks in inves�ng in structured warrants4. I shall adhere to the Best Prac�ces for Shariah Inves�ng which is available at www.mplusonline.com.my5.

Signature of Applicant

Applicant Name :

Date : D D M M Y Y Y Y

PLEASE PRINT THE COMPLETED FORM AND PHYSICALLY SIGN WITHIN THE BOX

DIGITAL SIGNATURE IS NOT ACCEPTED

PART SIX - TO BE COMPLETED BY DEALER’S REPRESENTATIVE

How do I know the applicant No. of years I have known the applicant: Year(s)

Exis�ng trading limit with other broker

Poor

Cash -

Applicant knowledge of trading rules

Cash / Shares to be deposited

Intra day Trade

Trading Account (J)Proposed trading limit recommended

Other relevant informa�on to jus�fy the recommenda�on:

Name of broker :RM

Average

Yes No

Above Average Excellent

Shares - please provide counters

RM

RM

Page 1 of 2

(A Par�cipa�ng Organiza�on of Bursa Malaysia Securi�es Berhad)Malacca Securi�es Sdn Bhd (16121-H)

Signature of Dealer’s Representa�ve

Dealer Name :DR Code : Date :

I herebyDECLARATION BY DEALER’S REPRESENTATIVE

submit this applica�on to open trading account(s) with Malacca Securi�es Sdn Bhd and request you to approve this applica�on and allow me to act as the Dealer's Representa�ve for the said applicant. 1.

undertake to indemnify Malacca Securi�es Sdn Bhd against any losses, damages, debts, charges and all other costs and expenses whatsoever incurred or suffered or which Malacca Securi�es Sdn Bhd may incur or suffer in rela�on to Malacca Securi�es Sdn Bhd opening the account of this Applicant and the subsequent opera�on thereof.

3.

confirm that the informa�on given by me above is true and I have not withheld any informa�on which might prejudice this applica�on ; where the Applicant is unable to read and understand the provisions (including the rights, covenants, undertakings and obliga�ons of the Applicant) as contained in the applica�on form, I have dis�nctly, clearly and audibly translated the same for the Applicant into the ......................................... language / dialect which is the language / dialect understood by the Applicant, and the Applicant has appeared to clearly understand the same.

2.

D D M M Y Y Y Y

PLEASE PRINT THE COMPLETED FORM AND PHYSICALLY SIGN WITHIN THE BOX

DIGITAL SIGNATURE IS NOT ACCEPTED

Page 2 of 2

FOR INTERNAL USE ONLY - DOCUMENT CHECKLIST

CDS NO:

Customer ID

Intermediate a/c code

DR Code

Account type

Country Code

Intraday

Data Entry by

Checked by

Date

0 1 2 0 0 1

/

:

:

:

A V G 0 0 1 K

NRIC / Passport Enclosed : NoYes Exis�ng Account :

If YES, Account No :

Signature Verified :

NoYes

NoYes

Correspondence Address :

MT/TF Client Profiling :

NoYes

Low Risk High RiskMedium Risk

Verified by : Date :

RECOMMENDED BY CREDIT CONTROL

Credit Search Done : NoYes

Bankcruptcy / Summon : NoYes

Other Related account(s) :

BMSB Defaulter (reference only) :Recommended Limit

Jus�fica�on :

Recommended by :Operations Date

Approved by :Approving Authority Date

Trading Limit Keyed-in by :Operations Date

Reviewed by :Compliance Officer Date

No

RM(J)

Approved Limit :

Yes Account(s)/Rela�onship

Remarks

0 0

RM(J) 0 0

_____

______

______

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