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Vot. 79126 SYNTHESIS OF GOLD NANOPARTICLES EMBEDDED WITH POLYMERIC FOR APPLICATION AS NOVEL LABEL FOR BIOLOGICAL DIAGNOSTIC HADI NUR UNIVERSITI TEKNOLOGI MALAYSIA

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Vot. 79126

SYNTHESIS OF GOLD NANOPARTICLES EMBEDDED WITH POLYMERIC

FOR APPLICATION AS NOVEL LABEL FOR BIOLOGICAL DIAGNOSTIC

HADI NUR

UNIVERSITI TEKNOLOGI MALAYSIA

ii

UNIVERSITI TEKNOLOGI MALAYSIAUTM/RMC/F/0024 (1998)

BORANG PENGESAHANLAPORAN AKHIR PENYELIDIKAN

TAJUK PROJEK : SYNTHESIS OF GOLD NANOPARTICLES EMBEDDED ON POLYMERIC LAYER AS NOVEL FOR APPLICATION AS

Saya HADI NUR (HURUF BESAR)

Mengaku membenarkan Laporan Akhir Penyelidikan ini disimpan di Perpustakaan Universiti Teknologi Malaysia dengan syarat-syarat kegunaan seperti berikut :

1. Laporan Akhir Penyelidikan ini adalah hakmilik Universiti Teknologi Malaysia.

2. Perpustakaan Universiti Teknologi Malaysia dibenarkan membuat salinan untuktujuan rujukan sahaja.

3. Perpustakaan dibenarkan membuat penjualan salinan Laporan AkhirPenyelidikan ini bagi kategori TIDAK TERHAD.

4. * Sila tandakan ( / )

5.

SULIT (Mengandungi maklumat yang berdarjah keselamatan atauKepentingan Malaysia seperti yang termaktub di dalamAKTA RAHSIA RASMI 1972).

TERHAD (Mengandungi maklumat TERHAD yang telah ditentukan oleh Organisasi/badan di mana penyelidikan dijalankan).

TIDAKTERHAD

TANDATANGAN KETUA PENYELIDIK

Nama & Cop Ketua Penyelidik

Tarikh : _________________

v

CATATAN : * Jika Laporan Akhir Penyelidikan ini SULIT atau TERHAD, sila lampirkan surat daripada pihak berkuasa/organisasi berkenaan dengan menyatakan sekali sebab dan tempoh laporan ini perlu dikelaskan

Lampiran 20

ASSOC. PROF. DR. HADI NUR

1 SEPTEMBER 2009

LABEL FOR BIOLOGICAL DIAGNOSTICS

ACKNOWLEDGEMENTS

These acknowledgements must begin with the Ministry of Science,

Technology and Innovation (MOSTI) for allowing grant to this project through Science

Fund funding No. 03-01-06-SF0326 (Vot. 79126). I am particularly grateful

to the Research Management Center (RMC), UTM for infrastructure, facilities and

technical support.

Innumerable thanks go to Prof. Dr. Salasiah Endud, Associate Prof. Dr.

Zainab Ramli, Ms. Sasha M. Nasir and Mr. Lim Kheng Wei for their valuable contri-

butions. I wish to express my sincerest appreciation to Ibnu Sina Institute for

Fundamental Science Studies for research facilities.

Assoc. Prof. Dr. Hadi NurProject Leader

iii

ABSTRACT

In this study, a method for synthesizing polyvinyl alcohol (PVA) embedded gold film is presented. This approach takes advantage of the high affinity of thiol molecules towards gold. Gold particles, in the size range of 20 to 180 nm, were first prepared by the conventional Turkevitch method by the reduction of gold, tetrachloroauric acid (HAuCl4) with sodium citrate in water. The Ultraviolet-Visible (UV-Vis) absorption spectra and dark-field microscopy confirmed the presence of a surface plasmon resonance (SPR), attributed to the nanosized gold particles. The resultant gold particles of sizes as low as 27 nm with nearly spherical in shape were achieved as determined by Transmission Electron Microscopy (TEM) and Field Emission Electron Microscopy (FESEM). In the preparation of PVA embedded gold (PVA-Gold) film, PVA was functionalized with (3-mercaptopropyl) trimethoxysilane (MPTMS) which produced a thiol functionality on the surface. Then, gold particles were chemisorbed onto the surface of partially dried thiol functionalized PVA to produce PVA-Gold composite. The composite materials were characterized using Fourier transform infrared spectroscopy (FTIR), FESEM, TEM and UV-Vis diffuse reflectance (UV-Vis DR) spectroscopy. The TEM results showed that the gold particles embedded on the surface of PVA were polydispersed with the average particle size from 30 nm to 150 nm. The catalytic potential of PVA-Gold for oxidation reaction has been investigated in the liquid phase oxidation of styrene with aqueous tert-butyl hydroperoxide and the results were analyzed by gas chromatography (GC) and gas chromatography-mass spectrometry (GC-MS). PVA-Gold were found to be highly active catalyst (95% conversion of styrene) and selective towards the oxidation of styrene to give benzaldehyde (73%) as the main product. Moreover, PVA-Gold also showed a very good regenerability in the repeated oxidation of styrene. The unique optical properties of PVA-Gold were also exploited in the interactions with several amino acids such as L-Arginine (Arg), L-Proline (Pro), L-Tryptophan (Trp) and L-Tyrosine (Tyr). The UV-Vis DR demonstrated that the SPR peaks for the amino acid – PVA-Gold conjugates were relatively shifted towards longer wavelength as evidence of a successful functionalization of gold with the amine groups of amino acid. The above findings suggest that PVA-Gold have potential application as heterogeneous oxidation catalyst and can be explored as probes for biosensing application.

iv

KEY RESEARCHERS

Assoc. Prof. Dr. Hadi Nur

Assoc. Prof. Dr. Zainab Ramli

Ms. Saha M. Nasir

Mr. Lim Kheng Wei

Email : [email protected]

Tel. No. : 07-5536077

Vot No. : 79126

v

vi

ABSTRAK

Dalam kajian ini, suatu kaedah bagi mensintesis filem polivinil alkohol (PVA) mengandung emas dilaporkan. Kaedah ini, mempergunakan sifat saling tarik molekul tiol yang kuat terhadap emas. Partikel emas, bersaiz dalam julat 20 nm – 180 nm, pertamanya disediakan menurut kaedah konvensional Turkevitch secara penurunan emas, asid tetrakloroaurik (HAuCl4) dengan natrium sitrat di dalam air. Spektrum serapan ultralembayung-nampak (UV-Vis) dan mikroskopi medan gelap menunjukkan terdapat bukti plasmon resonans permukaan (SPR) yang disebabkan oleh partikel emas bersaiz nano. Partikel emas yang diperolehi bersaiz paling kecil 27 nm dan hampir berbentuk sfera seperti yang diperlihatkan oleh mikroskopi elektron pancaran (TEM) dan mikroskopi elektron pengimbasan pancaran medan (FESEM). Dalam penyediaan filem PVA bertatahkan emas (PVA-Emas), PVA telah difungsikan dengan (3-merkaptopropil) trimetoksisilana (MPTMS) bagi melekatkan kumpulan berfungsi tiol pada permukaannya. Kemudian, partikel emas dijerap kimia pada permukaan separa kering PVA berfungsikan tiol untuk seterusnya menghasilkan komposit PVA-Emas. Bahan komposit tersebut telah dicirikan dengan spektroskopi inframerah transformasi Fourier (FTIR), FESEM, TEM dan spektroskopi pemantulan difusi ultralembayung-nampak (UV–Vis DR). Keputusan daripada TEM menunjukkan partikel emas terpahat pada permukaan PVA secara berserakan dengan purata saiz partikel di antara 30 nm hingga 150 nm. Keupayaan emas sebagai mangkin bagi tindak balas pengoksidaan dikaji dalam pengoksidaan stirena dengan tert-butil hidroperoksida (TBHP) dalam fasa cecair dan hasil tindak balas tersebut telah dianalisis menggunakan kromatografi gas (GC) dan kromatografi gas-spektrometri jisim (GC-MS). PVA-Emas didapati mangkin yang sangat aktif (95% penukaran stirena) dan selektif terhadap pengoksidaan stirena kepada benzaldehid (73%), sebagai hasil utama. Tambahan lagi, PVA-Emas memperlihatkan kebolehulangan yang sangat baik bagi pengoksidaan stirena. Sifat optik emas yang unik telah dieksploitasikan dalam interaksinya dengan beberapa amino asid seperti L-Arginine (Arg), L-Proline (Pro), L-Tryptophan (Trp) dan L-Tyrosine (Tyr). Spektrum UV-Vis DR menunjukkan puncak SPR bagi konjugat amino asid-PVA Emas telah beranjak kepada nombor gelombang yang lebih tinggi secara relatif menjadi bukti bahawa emas telah difungsikan dengan kumpulan amina dalam amino asid dengan jayanya. Keputusan kajian yang di atas menunjukkan tanda-tanda bahawa PVA-Emas berpotensi diaplikasikan sebagai mangkin pengoksidaan heterogen dan berguna sebagai prob dalam aplikasi biosensor.

vii

PENYELIDIK UTAMA

Assoc. Prof. Dr. Hadi Nur

Assoc. Prof. Dr. Zainab Ramli

Cik Saha M. Nasir

En. Lim Kheng Wei

Email : [email protected]

Tel. No. : 07-5536077

Vot No. : 79126

viii

TABLE OF CONTENTS

CHAPTER TITLE PAGE

TITLE

STATEMENT

ACKNOWLEDGEMENTS

ABSTRACT

KEY RESEARCHERS

ABSTRAK

PENYELIDIK UTAMA

TABLE OF CONTENTS

LIST OF TABLES

LIST OF FIGURES

LIST OF ABBREVIATIONS

LIST OF APPENDICES

i

ii

iii

iv

v

vi

vii

viii

xi

xii

xiv

xvi

1 INTRODUCTION

1.1 Research Background 1

1.2 Problem Statement 4

1.3 Research Objectives 7

1.4 Scope of Study 8

2 LITERATURE REVIEW

2.1 Historic Introduction of Gold Nanoparticles 9

2.2 Wet Chemical Synthesis of Gold Nanoparticles 11

2.2.1 Turkevitch Method 12

ix

2.2.2 Brust-Schiffrin Method 12

2.2.3 Seed Mediated Growth Method 13

2.3 Important Properties of Gold Nanoparticles 14

2.3.1 Absorption Properties 14

2.3.2 Scattering Properties 16

2.4 Polymers as Support 18

2.4.1 PVA Composite using Sol-Gel Process 18

2.4.2 Polymers as Support for Gold 20

2.5 Gold Catalysis 22

2.6 Gold Nanoparticles in Biosensors 23

3 EXPERIMENTAL

3.1 Chemicals 25

3.2 Synthesis of Gold Nanoparticles in Different 25

Sizes and Shapes

3.2.1 Synthesis of 20 nm Gold Nanoparticles 26

3.2.2 Synthesis of 30 nm to 180 nm 27

Gold Nanoparticles

3.3 Preparation of PVA Embedded Gold Film 28

(PVA-Gold)

3.4 Catalytic Oxidation Reactions 29

3.4.1 Catalytic Activity of PVA-Gold Film 29

3.4.2 Reusability of the Catalyst 29

3.5 Interactions of PVA-Gold Film with Amino Acids 30

3.6 Characterization Techniques 30

3.6.1 Ultraviolet-Visible Spectroscopy (UV-Vis) 31

3.6.2 Optical Imaging of Gold Nanoparticles 32

3.6.3 Field Emission Scanning 33

Electron Microscopy (FESEM)

x

3.6.4 Transmission Electron Microscopy (TEM) 34

3.6.5 Attenuated Total Reflectance (ATR) 35

3.6.6 Ultraviolet-Visible Diffuse Reflectance 36

Spectroscopy (UV-Vis DR)

3.6.7 Gas Chromatography (GC) 37

3.6.8 Gas Chromatography-Mass Spectrometry 38

(GC-MS)

4 RESULTS AND DISCUSSION

4.1 Optical Properties of Gold Nanoparticles 39

4.2 Surface Morphology of Gold Nanoparticles 44

4.3 PVA-Gold Film Characterization 46

4.3.1 FTIR Spectra of PVA-Gold Film 46

4.3.2 UV-Vis DR of PVA-Gold Film 49

4.3.3 FESEM of PVA-Gold Film 50

4.3.4 TEM of PVA-Gold Film 52

4.4 Catalytic Activity of PVA-Gold Film 53

4.5 Interaction of PVA-Gold Film with 56

Amino Acids

5 CONCLUSIONS AND RECOMMENDATIONS

5.1 Conclusions 59

5.2 Future Work 61

REFERENCES 62

APPENDICES 74

PUBLICATIONS

xi

LIST OF TABLES

TABLE NO. TITLE PAGE

3.1 Approximate amount of citrate and the corresponding sizes of nanoparticles for samples S2 – S6.

28

4.1 The catalytic activity of PVA-Gold film during the catalyst reuse in the oxidation of styrene.

55

xii

LIST OF FIGURES

FIGURE NO. TITLE PAGE

1.1 Schematic representation of the proposed gold nanoparticles embedded in the surface of polymer: (a) gold nanoparticles attached on the surface of the polymer layer by chemisorption, (b) gold nanoparticles embedded in the polymer layer by attachment of nanoparticles on the surface of partially dried functionalized polymeric layer.

6

2.1 The Lycurgus Cup (4 th Century B.C.) is ruby red in transmitted light and green in reflected light, due to the presence of gold colloids.

10

2.2 Formation of gold nanoparticles coated with organic shells by reduction of Au(III) compounds in the presence of thiols.

13

2.3 Formation of surface charges on a metal particle by the electric field of light.

14

2.4 Strong absorption band around 520 nm in the spectrum is the origin of the observed colour of the nanoparticle solution.

16

2.5 Under a microscope with white light illumination, (a) 58 and (b) 78 nm gold particles have the appearance of highly fluorescent green and yellowish particles, respectively.

17

2.6 Chemical structure of PVA.

22

3.1 Synthesis of 20 nm gold nanoparticles.

26

3.2 Synthesis of gold nanoparticles of different sizes.

27

xiii

4.1 Electrostatic repulsion keeps the particles separate.

40

4.2(a) Absorption spectra of gold nanoparticle solutions for samples S1-S6.

41

4.2(b) Photographs of colloidal dispersions of gold nanoparticles with increasing size for samples S1-S6.

42

4.3 Representative photograph of gold nanoparticles viewed under optical microscope. The different colours corresponds to different shape of the particles.

43

4.4 FESEM images of gold nanoparticles prepared from different concentration of citrate. Images (a) – (f) correspond to samples S1 – S6. The inset in images (a) – (f) shows the TEM images of gold nanoparticles.

45

4.5 FTIR spectra of (a) control PVA film, (b) PVA-MPTMS film prepared under acid condition and (c) PVA-Gold film.

48

4.6 UV-Vis DR spectra of (a) PVA-MPTMS film prepared under acid condition and (b) PVA-Gold film.

49

4.7 FESEM micrograph of (a) PVA film, (b) PVA-MPTMS film, and (c) PVA-Gold film.

51

4.8 TEM micrograph of PVA-Gold film.

52

4.9 Schematic representation of the oxidation of styrene.

53

4.10 The conversion and product selectivity of the oxidation of styrene with tert-butyl hydroperoxide using PVA-MPTMS and PVA-Gold as catalyst.

54

4.11 Chemical structure of various amino acids.

56

4.12 UV-Vis DR spectra of PVA-Gold film before (a) and after interaction with amino acids; (b) Pro, (c) Trp (d) Tyr and (e) Arg.

58

xiv

LIST OF ABBREVIATIONS

% - Percentage

wt %. - Percentage of weight

° - Degree

°C - Degree Celsius

?max wavelength of maximum absorbance

atm - atmospheric pressure

ATR - Attenuated total reflectance

Au - Aurum (gold)

cm - centimeter

cm2 - centimeter squared

DNA - Deoxyribonucleic acid

E° Electrode potential

FESEM - Field emission scanning electron microscopy

FTIR - Fourier transform infrared

g - Gram

GC - Gas chromatography

GC-MS - Gas chromatography with mass spectrometry

HAuCl4 - Hydrogen tetrachloroaurate

HCl - Hydrochloric acid

HNO3 - Nitric Acid

L - Liter

M - Molar

mL - milliliter

µL - microliter

xv

µm - micrometer

mm - millimeter

MPTMS - (3-mercaptopropyl) trimethoxysilane

nm - Nanometer

SO2 - Sulfur dioxide

SPR - Surface plasmon resonance

TBHP - tert-butyl hydroperoxide

UV - Ultraviolet

UV-Vis - Ultraviolet-visible

UV-Vis DR - Ultraviolet-visible diffuse reflectance spectroscopy

xvi

LIST OF APPENDICES

APPENDIX TITLE PAGE

A Chemical reagents for synthesis of gold nanoparticles and chemical reagents for synthesis of PVA-Gold.

74

B Chemical reagents for catalytic testing and chemical reagents for interactions with amino acids.

75

C Calculation of % Conversion and % Selectivity. 76

D GC chromatogram of oxidation of styrene with TBHP at 70º C for 3 hours.

77

E GC chromatogram of oxidation of styrene with TBHP at 70º C for more than 24 hours.

78

CHAPTER 1

INTRODUCTION

1.1 Research Background

Nanoparticles can be defined as particles with at least one of their three-

dimensional sizes in the range of 1 – 100 nm. Recent intense interest in nanoparticles

stems from the fact that nanoparticles exhibit unique properties compared to their bulk

counterparts. Many of these properties including physical, chemical, optical, electrical

and magnetic can be controlled by relatively simple tuning of their sizes, shapes,

compositions, protecting ligands and interparticle distance. To date, the most widely

studied nanoparticles have been those of metals, semiconductors and magnetic materials

due to the potential applications of these materials in optoelectronics, catalysis,

reprography, and other areas [1]. However, among these metallic particles, gold

nanoparticles stand out in particular due to their associated strong surface plasmon

resonance (SPR). Surface plasmon was found to be dependent not only on the size of the

gold nanoparticles but on their shape as well [2]. The SPR absorption and other unique

properties resulting from the small gold particle size can be exploited in a wide range of

2

sensing applications such as bioimaging [3-5], chemical and biological sensing [6, 7]

and colorimetric assays for DNA detection [8, 9].

It was demonstrated that gold nanoparticles could readily bind thiol, amine,

cyanide, diphenylphosphine functional groups [10-13]. Amino acids, which is a

constituent of proteins, are considered as suitable agents in the biofunctionalization of

gold nanoparticles due to the presence of different functional groups, such as –SH and

–NH2, with affinity for gold. Generally, amino acids can be adsorbed on the gold particle

surface during the formation of particles, using amino acid itself as a reducing agent [14-

16], or in the latter stage, by ligand exchange reactions or binding on the former

adsorbed stabilizing molecules [17]. Most applications of gold nanoparticles as sensors

are based on detecting the shifts in the SPR peak, due to either the change in the local

dielectric constant of the nanoparticles resulting from adsorbed biomolecules or due to

biomolecule induced agglomeration of the nanoparticles [18].

Gold in the bulk is chemically inert and has often been regarded to be poorly

active as a catalyst. However, when the dimension of gold is reduced below ~10 nm, it

turns out to be surprisingly active for many reactions such as CO oxidation, especially at

low temperatures as first discovered by Haruta [19]. The catalytic activity of both

heterogeneous and homogeneous gold based catalyst is now well established in different

processes: selective or complete oxidation, hydrochlorination, and hydrogenation

reactions [20]. All of these applications show the special reactivity of gold compared

with platinum group metals and this may be explained in terms of the electronic states

(+1, +3) and the high electrode potential of gold (Eº = +1.69 V).

Nanoparticles have a tendency to aggregate and are difficult to recover from

reactions due to their small size. Therefore, in order to overcome these difficulties, it is

necessary to immobilize the gold nanoparticles onto a matrix material such as polymers

because the immobilized nanoparticles are more stable. The principle advantages of the

method are that the resulting materials are easily prepared in a single-step procedure and

the possibility to control the thickness of the polymeric layer. These materials also

3

possess the processing and handling advantages of bulk materials. Other benefits of

immobilizing nanoparticles in polymeric matrices include increased stability, improved

processability, recyclability, and solubility in a variety of organic solvents. Among

polymers, polyvinyl alcohol (PVA) is a commercially important water soluble polymer

which is known to be a good stabilizer of noble metal particles. PVA is also the most

important material for the dehydration of organic mixtures owing to its good chemical

stability, film forming ability and high hydrophilicity [21]. Other polymers commonly

used for the stabilization of gold nanoparticles are poly(1-vinylpyrrolidone) and

poly(ethylene glycol) [22]. In the case of heterogeneous catalysis, the catalytic

properties of gold were shown to depend strongly on the support, the preparation

method, and particularly the size of the gold particles [23, 24].

4

1.2 Problem Statement

Gold nanoparticles hold a particular interest to those in the biological sciences

because they are on the same size scale as biological macromolecules, proteins and

nucleic acids. The interactions between biomolecules and nanomaterials have formed the

basis for a number of applications including detection, biosensing, cellular and in-situ

hybridisation labelling, cell tagging and sorting, point-of-care diagnostics, kinetic and

binding studies, imaging enhancers, and even as potential therapeutic agents.

Recently, it has been reported that the scattering property of gold nanoparticle

could be harnessed in a living cell to make cancer detection easier [25, 26]. What makes

the approach so promising is that the method was simple, employing only inexpensive

microscope and white light. However, the method used was not practical because in the

above method, the gold nanoparticles were in solution form such that it could not be

recovered and reused. In this research, we investigated the feasibility of immobilizing

gold nanoparticles (and also their conjugates) in polymer film without degradation of

their SPR properties.

The catalysis by metal nanoparticles is one of the most important and attractive

research owing to an increase in exposed surface area and to a possibility of finding

novel properties generated by quantum size effect [27]. The use of homogeneous gold

catalyst could be unfavourable in practical applications as the separation and reuse of the

catalyst after reaction would be problematic. Most studies on gold catalysts have been

focused on gold oxide supports as these catalytic systems are mostly used for gas-phase

oxidation. However, as recently reported, gold catalysts also represent a useful

alternative to platinum group metals systems for liquid phase oxidation [28]. In this case,

the presence of a solvent such as water dramatically affects the interaction between the

reagent and the catalytically active materials. In particular, gold on polymer shows

superior selectivity and is much less affected by poisoning, when compared with

classical palladium and platinum catalysts. As poisoning represents one of the major

5

drawbacks limiting industrial application in liquid phase oxidation involving oxygen as

the oxidant, the advantage of using a gold catalyst may not be of only academic interest

but could also have industrial potential. As a consequence, there is a growing need for a

general procedure to prepare gold catalysts with high dispersion, regardless of the

polymer support used.

Despite a large number of methods reported to immobilize gold nanoparticle in

polymer film, it is still desirous to develop a simple and effective synthesis of such

nanoparticles with better size control and uniform particle distribution. Nevertheless, the

difficult handling of these extremely fine particles has posed a strong limitation to their

use. Most metal nanoparticles are very unstable. They can aggregate because of the high

surface free energy and readily oxidized-contaminated by air, moisture, sulfur dioxide

(SO2) and so on. Therefore, the embedding of gold nanoparticles in a polymer surface

represents a valid solution to the manipulation and stabilization problems. Furthermore,

polymer embedding represents a straightforward but effective way to use the mesoscopic

properties of metal nanoparticles.

Previous studies reported that the immobilization of gold nanoparticles on

polymeric surfaces or substrates involved the immersion of the functionalized surface

such as thiol functionalized polymer in gold solutions [20] followed by drying.

However, this method is not practical as the gold nanoparticles attached to the surface

may be easily detached since they are only linked to the functionalized polymeric

surface via chemisorption so that the particle-to-surface contact area is too small to

allow a strong attachment. Our approach is different compared to the previous study as

the gold nanoparticles are annealed on the surface of partially dried functionalized (3-

mercaptopropyl) trimethoxysilane (MPTMS) polymeric layer. Thus, the gold

nanoparticles are not only linked to the functional groups on the polymer surface but are

actually embedded in the polymer layer which enhanced the particle-to-surface contact

area between gold nanoparticles and PVA film, making it more difficult for the

detachment of the gold nanoparticles as presented schematically in Figure 1.1.

6

• Gold nanoparticles embedded in the surface of polymer with high interfacial interaction

Our Proposed Design

Previous Design (a)

• Gold nanoparticles attached on the surface of polymer with low interfacial interaction

(b)

Figure 1.1: Schematic representation of the proposed gold nanoparticles embedded in

the surface of polymer: (a) gold nanoparticles attached on the surface of the polymer layer by chemisorption, (b) gold nanoparticles embedded in the polymer layer by attachment of nanoparticles on the surface of partially dried functionalized polymeric layer.

7

1.3 Research Objectives

The objectives of the study are:

(1) To synthesize gold nanoparticles using the Turkevitch method via the reduction

of HAuCl4 with sodium citrate in water.

(2) To incorporate gold nanoparticles on the surface of functionalized PVA with a

high particle-to-surface contact area between them.

(3) To investigate the catalytic activity of the gold nanoparticles embedded on PVA

for liquid phase oxidation of styrene.

(4) To investigate the structural and morphological properties of the gold

nanoparticles embedded on PVA in the interactions with amino acids.

8

1.4 Scope of Study

In this research, the gold nanoparticles will be synthesized by the reduction of Au

(III) ions with citrate in water, a process pioneered by Turkevitch [30] in 1951 and later

refined by Frens [31]. In this method, citrate serves as both reducing agent and an

anionic stabilizer. It yields uniform and almost spherical particles with diameters

ranging from a few to approximately 150 nm. The size of the resulting colloidal gold

nanoparticles, whose surfaces are negatively charged with citrate, is controlled by the

molar ratio of HAuCl4 / sodium citrate (the lower the ratio, the smaller the particle size).

The produced gold nanoparticles will be studied on its surface morphology and physical

properties especially related to its SPR absorption and scattering properties.

Then, the stable incorporation of gold nanoparticles on the surface of polymeric

layer, such as PVA, will be achieved by using MPTMS as a linker molecule which has

the ability to react with the functional groups of the polymeric layer [32]. The catalytic

activity of gold nanoparticles embedded on PVA (PVA-Gold) was investigated for the

oxidation of styrene and the biosensing capability of PVA-Gold were studied on the

interactions with various amino acids.

CHAPTER 2

LITERATURE REVIEW

2.1 Historic Introduction of Gold Nanoparticles

The history of metal particles is a long and illustrious one, going back to the

dawn of civilization, at least some 5000 years. The extraction of gold started in the 5th

millennium B.C. near Varna (Bulgaria). Gold at that time was mainly used in medicine

for its magico-religious powers and played almost no role in rational therapeutics until

late Middle Age. It was not until Geber (pseudonym for Islamic alchemist Jabir Ibn

Hayyan) prepared aqua regia (a mixture of hydrochloric and nitric acid) which is able to

dissolve gold in the 5th or 4th century B.C. that gold was becoming more important for

medicine. Gold particles have found their way into glasses for over 2000 years, usually

as nanoparticles and have most frequently been employed to give stained glass its

brilliant ruby colour used in churches in the 17th century. The most famous example of

colloidal gold used in glass is the Roman Lycurgus Cup that was manufactured in the 5 th

or 4th century B.C. The Lycurgus Cup [33] reflects green light and transmit ruby red

light due to the presence of gold colloids as shown in Figure 2.1

10

Figure 2.1 The Lycurgus Cup (4th Century B.C.) is ruby red in transmitted light and green in reflected light, due to the presence of gold colloids [33].

In 1685 Andreas Cassius and Johan Knuckel described a mixture of tin oxide and

gold that was found to have an intense purple colour, a royal purple colour in fact and

this “Purple of Cassius” was used to colour glasses and even garments. The preparation

involved the reduction of gold salts by Sn(II) present in the tin oxide to form small

impregnated gold particles [34]. The actual purple colour may have been due to the

agglomerated state of the gold nanoparticles, but may equally have been caused by the

high refractive index of the tin oxide.

The first so-called “scientific” study of gold particles took place in 1857, when

Michael Faraday investigated the ruby red colloids of gold. Faraday prepared the first

stable suspension of gold colloids by reducing gold chloride with phosphorus in CS2 (a

two phase system) and announced that the colour was due to small size of the metal

particles and was not attributable to some peculiar state of the gold metal [35].

A milestone in the development of metal particles science was Mie’s theoretical

considerations of the colours of colloidal metals, and in particular those of gold. In 1908,

11

Mie presented a solution to Maxwell’s equations for the absorption and scattering of

electromagnetic radiation by spherical metallic particles. This theory has been used to

calculate the spectra of particles smaller than the wavelength of light for nanoparticles

whose metallic dielectric function is known and which are embedded in an environment

of known dielectric constant [36]. Since Mie’s work, numerous researches have

investigated the properties of metal particles because of their unusual optical properties.

2.2 Wet Chemical Synthesis of Gold Nanoparticles

A variety of methods have been demonstrated for preparing gold nanoparticles

which display different characteristics of the final product. A simple and effective

method is a wet colloidal chemical synthesis technique, which allows one to

conveniently control the size and distribution of the nanoparticles. Essentially, solutions

of various precursors are mixed in well-defined quantities and under controlled

conditions such as reagent and additive concentrations, solvent polarity and viscosity,

temperature and pH to promote the formation of colloidal dispersions or insoluble

compounds which precipitates out of solution. The advantage of wet chemical processes

is that a large variety of compounds can be fabricated on essentially cheap equipment

and in significant quantities.

There are mainly two approaches to the production of metal nanoparticles by wet

chemical methods: direct synthesis or a seeding growth method. For gold nanoparticles,

direct synthesis can be categorized in two ways: the Turkevitch method [30] and the

Brust-Schiffrin method [37, 38].

12

2.2.1 Turkevitch method

The most popular method of preparing aqueous suspensions of gold

nanoparticles is based on the reduction of HAuCl4 by citrate in water, which was first

described by Turkevitch et al. [30] in 1951 and is now commonly referred to as the

“Turkevitch method”. Citrate is known as one of the most widely used reagents to

prepare gold nanoparticles. In this method, citrate serves as both a reducing agent and an

anionic stabilizer. Initially, the citrate reduces Au(III) ions to Au(0) and later acts as the

stabilizing agent by forming a layer of citrate ions over the gold nanoparticles surface,

inducing sufficient electrostatic repulsion between individual particles to keep them

from agglomerating. The Turkevitch method was later refined by Frens [31] which

produces almost spherical particles over a tunable range of sizes from 15 to 150 nm by

varying the ratio of gold salt to citrate concentration in the medium. This method is often

used when a rather loose shell of ligands is required around the gold core in order to

prepare a precursor to valuable gold nanoparticles based materials.

2.2.2 Brust-Schiffrin Method

The facile two phase synthesis method reported by Brust et al. was path breaking

because it opened an entirely new route to understanding the stability, reactivity and

self-assembly of metallic particles in non polar media. The Brust method (Figure 2.2)

utilizes borohydride reduction of gold salts in the presence of an alkanethiol capping

agent in a one step, two phase process involving organic solvents to produce smaller

gold clusters (1 - 5 nm) [38]. Gold nanoparticles synthesized using this method offer

excellent control and uniformity of size and can be dried and re-dispersed easily, since

the protective capping agent is chemically bound by covalent bond to the surface of the

13

metal nanoparticle. Moreover, the gold nanoparticles are extremely soluble and

resoluble in organic media such as hexane or toluene. However, the organic solvents

used in these techniques render them unsuitable for solution based biosensors of

biomolecules like proteins and saccharides. Later, Leff et. al further reported the

synthesis of gold nanoparticles with diameters ranging from 1.5 to 20 nm by varying the

Au(III) ion to stabilizer thiol molar ratio [39].

Figure 2.2: Formation of gold nanoparticles coated with organic shells by reduction of Au(III) compounds in the presence of thiols [40].

2.2.3 Seed Mediated Growth Method

Seed-mediated growth is another technique frequently used in producing

spherical nanoparticles of different sizes. The central concept of this technique is that

small nanoparticle seeds serve as nucleation centers to grow nanoparticles to a desired

size. Hydroxylamine and ascorbic acid are common reducing agents used in seeding

Au

S S S

S S

S S

S

NaBH4

SH

HAuCl4

14

growth of gold nanoparticles. The particle size can be controlled by varying the ratios of

gold salt to seeds concentration. However, this method produces a certain percentage of

non spherical byproducts such as nanorods, triangles and hexagonal nanoplates which

cannot be efficiently separated from the spherical ones. Jana et. al have demonstrated a

seeding growth approach to prepare gold nanoparticles 5 – 40 nm in diameter with a

very narrow size distribution. In addition, the particle sizes can be easily manipulated by

varying the ratio of seed to metal salt [41].

2.3 Important Properties of Gold Nanoparticles

2.3.1 Absorption Properties

Spherical gold nanoparticles characteristically exhibit a single strong absorption

band that is not present in the spectrum of the bulk gold. The surface plasmon resonance

(SPR) of metal particles is based on the confined electron gas of the particles: the

surface electrons are oscillating with respect to the positive metal core (Figure 2.3).

Figure 2.3: Formation of surface charges on a metal particle by the electric field of light.

++ +

+

_ _

_

_

light

electric field

surface charges

15

When the size of noble metals is reduced to the nanometer scale, the electrons

near or at the surface become loose compared with those inside the core. Thus, when

they interact with an incoming light wave, the electrons in the conduction band begin to

polarize to one side of the surface by the action of the electric field of the wave. As the

wave keeps oscillating between (+) and (-) (in respect to the direction of the arbitrary

coordination scale), the polarized electrons also begin to oscillate from one side of the

surface (of the nanoparticle) to the other side. Diffusion of the nanoparticle (Brownian

motion) is so much slower than the frequency of the light wave that the nanoparticle can

be assumed to be fixed at its position, which means that this is a collective motion.

When the frequency of the electric field of the incoming light wave becomes comparable

to the oscillation frequency of this electron motion, very strong absorption is induced in

this region. This is surface plasmon resonance absorption.

Due to the excitation of plasmon resonances in the electron gas by visible light,

nanoparticles of numerous transition metals show intensive absorption maxima in the

UV-Visible spectra [42]. For instance, gold nanoparticles of 20 nm in diameter exhibit

plasmon resonances at 520 nm as shown in Figure 2.4. Besides that, the many distinctive

colours of nanoparticle colloids of noble, alkali, alkaline earth and rare earth metals may

be attributed to the presence of this surface plasmon absorption band. These absorption

phenomena are quantitatively described by the Mie theory [36], in which the theoretical

absorption spectrum of dilute spherical particles is related to their size and relative

dielectric properties compared to the surrounding medium.

16

Figure 2.4: Strong absorption band around 520 nm in the spectrum is the origin of the

observed red colour of the nanoparticle solution.

2.3.2 Scattering Properties

When a metallic nanoparticle is exposed to an electromagnetic wave, the

electrons in the metal (plasmons) oscillate at the same frequency as the incident wave.

Then, the oscillating electrons radiate electromagnetic radiation with the same frequency

as the oscillating electrons. It is this secondary radiation of light at the same incident

wavelength which forms the scattered light. The light-scattering properties of a particle

depend on composition, size, shape, homogeneity and bathing medium refractive index

[43].

Metallic particles such as gold and silver have a very high light-scattering power,

which allows these particles to be easily detected, by light-scattering, at particle

520 nm

Wavelength (nm)

Ab

sorb

ance

17

concentrations as low as 10-16 M. The scattered light by individual particles can be

detected under low magnification (x100 total magnification) by using a simple, low-cost,

and easy to use light microscope with an appropriate illuminating system. Juan

Yguerabide and Evangelina E. Yguerabide [44, 45] observed that light-scattering of

submicroscopic particles such as gold particles has the same appearance as fluorescent

solutions when illuminated by a beam of white light. Gold nanoparticles of 58 nm in

diameter scatter green light while gold particles with 78 nm scatter yellow light as

shown in Figure 2.5.

Figure 2.5: Under a microscope with white light illumination, (a) 58 and (b) 78 nm

gold particles have the appearance of highly fluorescent green and yellowish particles, respectively [44].

(a)

(b)

18

2.4 Polymers as Support

2.4.1 PVA Composite using Sol-Gel Process

An attempt has been made to prepare hybrid materials by using an organic

polymer and an inorganic phase via synthesis of the alkoxysilyl containing precursors.

Organic-inorganic hybrids are materials in which organic and inorganic components

interpenetrate each other in nanometer scale and both form percolated three-dimensional

networks commonly by sol-gel processing.

Previous studies have shown that introducing inorganic component derived from

Si-containing precursor into an organic polymer can form a homogeneous

nanocomposite membrane with enhanced physico-chemical stability and separation

performance [46]. It is well known that silane-coupling agents, ((R’)n – Si – (OR)4-n) are

usually utilized directly as inorganic precursors for sol-gel process [47]. During sol-gel

process, alkoxy groups (R) hydrolyze in the presence of water, and then formed

inorganic silica particles and organic polymer through condensation reactions. In

addition, the organic group R’ containing hydrophilic and hydrophobic functional

groups such as − NH3, H2C = CH −, −SH groups provides the nanocomposite membrane

with different properties.

Sol-gel processing is a wet chemical route for the synthesis of colloidal

dispersions of inorganic and organic-inorganic hybrid materials, particularly oxides and

oxide-based hybrids. The process allows high-purity, high homogeneity nanoscale

materials to be synthesized at lower temperatures compared to competing high-

temperature methods. A significant advantage that sol-gel science affords over more

conventional materials processing routes is the mild conditions that the approach

employs.

19

Two main routes and chemical classes of precursors have been used for sol-gel

processing:

1. The inorganic route (“colloidal route”), which uses metal salts in aqueous

solution (chloride, oxychloride nitrate) as raw materials. This are generally less

costly and easier to handle but their reactions are more difficult to control and the

surfactant that is required by the process might interfere later in the downstream

manufacturing and end use.

2. The metal-organic route (“alkoxide route”) in organic solvents. This route

typically employs metal alkoxides M(OR)Z as the starting materials, where M is

Si, Ti, Zr, Al, Sn or Ce; OR is an alkoxy group, and Z is the valence or the

oxidation state of the metal. Metal alkoxides are preferred due to their

commercial availability. The selection of appropriate OR groups (bulky,

functional, fluorinated) allows developers to fine tune properties. Other

precursors are metal diketones and metal carboxylates. A larger range of mixed

metal nanoparticles can be produced in mild conditions, often at room

temperature, by mixing metal alkoxides (or oxoalkoxies) and other oxide

precursors.

In general, the sol-gel process consists of the following five steps: sol formation,

gelling, shape forming, drying and densification. After mixing of the reactants, the

organic and inorganic precursors undergo two chemical reactions, hydrolysis and

condensation polymerization, typically with an acid or base as a catalyst, to form small

solid particles or clusters in a liquid (either organic or aqueous solvent). The resulting

solid particles or clusters are so small (1 – 1000 nm) that gravitational forces are

negligible and interactions are dominated by van der Waals, columbic and steric forces.

The sols-colloidal suspensions of oxide particles – are stabilized by an electrical double

layer, or steric repulsion, or a combination of both. Over time, the colloidal particles are

link together by further condensation and a dimensional network occurs. As gelling

proceeds, the viscosity of the solution increases dramatically. The sol-gel can then be

20

formed into three different shapes: thin film, fiber and bulk. Thin (100 nm or so)

uniform and crack-free films can be readily formed on various materials by lowering,

dipping, spinning or spray coating techniques.

Bandyopadhyay et al. had illustrated that transparent materials can be obtained

by the preparation of PVA/silica organic inorganic hybrid composites by using sol-gel

technique and tetraethoxysilane as the precursor for silica [48]. Likewise, Ruili Guo et

al. studied the incorporation of silica particles into PVA matrix to prepare PVA-silica

nanocomposite by in-situ sol gel reaction of MPTMS within PVA [49]. MPTMS had

been used as a derivatization reagent to anchor a colloidal gold monolayer to a

hyhydroxide rich suface [23].

2.4.2 Polymer as Support for Gold

The embedding of nanoscopic metal structures in polymeric matrices represents

the simplest way to protect clusters and take advantage of their physical characteristics.

Wolgang et al. reported the selective immobilization of gold nanoparticles on a

photoreactive polymer, poly(styrene-co-4-vinylbenzyl thiocyanate)(PS-co-VBT). The

gold nanoparticles were attached to the areas of polymers which had previously been

illuminated with UV and modified with 2-aminoethanethiol [50]. Corbierre et al.

described the synthesis of novel gold nanoparticles decorated with covalently bound

thiol capped polystyrene macromolecules and their incorporation in a polystyrene matrix

[51-53]. They speculated that gold nanoparticles whose polymer ligand is chemically the

same as the matrix would be more thermodynamically favorable in their incorporation.

Polymer embedded metal clusters can be obtained by two different approaches;

the direct, in-situ formation of nanoparticles within the matrix, or the transfer of pre-

21

synthesized particles into the matrix. Each method has its own advantages and

disadvantages. In the in-situ methods, metal clusters are generated inside a polymer

matrix by decomposition (thermolysis, photolysis, radiolysis, etc.) or chemical reduction

of a metallic precursor dissolved into the polymer. However, rigorous control of particle

size, composition, morphology and in particular, the shape of the resultant nanoparticles,

is very difficult. Previously, Mayer et al. investigated the stabilization of gold colloids in

several water soluble polymers by using the in-situ reduction methods applied to the

gold salt precursor [54]. The most stable colloids were obtained for polymers possessing

hydrophobic backbones and for side groups that allow good interactions with the gold

precursor ions.

In the ex-situ approach, clusters are first produced by soft-chemistry routes and

then dispersed into polymeric matrices. Usually the preparative scheme allows to obtain

gold clusters whose surface has been passivated by a monolayer of n-alkanethiol

molecules (CnH2n+1 – SH). A disadvantage of this second approach is that surface

modification of these ex-situ synthesized materials is usually required to allow

dispersion of the particles in the chosen matrix material, to ensure aggregation during

the processing stage (polymerization, sol-gel transition, etc.) [55]

Polymers may be employed as steric stabilizer and also as a means of controlling

nanoparticle growth and interparticle spacing [56, 57]. The resulting composite combine

the optical and electrical properties of the particles and the cohesion stability of the

polymer. Other than that, using a polymer as a protecting agent has been demonstrated

to be a good method of producing gold nanoparticles/polymer nanocomposites [58].

PVA is one of the polymers known as a good stabilizer for gold nanoparticles. It

is a water soluble polymer extensively investigated as a host of different kind of nano-

fillers. Figure 2.6 shows the chemical structure of PVA.

22

OH

n

Figure 2.6: Chemical structure of PVA.

Jie Bai et al. prepared a novel and easy synthetic route for the fabrication of PVA

nanofibers containing gold nanoparticles without using additional stabilizing agent

because the polymer can serve as both stabilizing agent and material for forming fibers

[59]. Kang et al. reported a method to produce gold nanoparticles inside the PVA matrix

by using photoreduction technique [60]. Van der Zande et al. investigated the optical

properties of gold nanorods incorporated in PVA films [61].

2.5 Gold Catalysis

Gold has been considered to be too inert to provide active surfaces for catalyzing

chemical reactions. For that reason, its chemical reactivity has not yet been researched in

as much depth as that of the platinum group metals and its remarkable catalytic

properties have been ignored until recently. However, gold has emerged as one of the

most active catalysts for oxidation of alcohols including diols [62]. In particular, Corma

[63] and Tsukuda [64], independently demonstrated the potential of gold nanoparticles

for the oxidation of aliphatic alcohols. On the other hand, supported gold nanoparticles

are extraordinarily active for low temperature oxidation of hydrocarbon and carbon

monoxide [65]. The latter studies were the first examples in which gold was proposed as

the best catalysts for a process, in contrast to the poor activity of gold reported

23

previously. Haruta et al. reported that the oxidation of propene to propene oxide, which

is essential in the chemical industry, can be carried out with gold supported on titania

[23]. Moreover, they showed the catalytic activity of gold appears for particles in the

nanometric size range, there being a direct relationship between activity and particle

diameter [66]. Supported gold nanoparticles catalyst (Au/TiO2) was also investigated for

the oxidation of benzylic compounds into corresponding ketones without any organic

solvent at 1 atm O2 under mild reaction conditions (=100 ºC), in which a high selectivity

and a good yield of benzylic ketones were obtained [67]. Styrene epoxidation over gold

supported on different transition metal oxides prepared by homogeneous deposition-

precipitation were reported to show good styrene conversion activity and selectivity for

styrene oxide [68]. The gold loading and gold particle size were found to be strongly

affected by the transition metal oxide support used in the catalyst.

Gold nanoparticles dispersed within a polymer matrix are highly promising for

the tailored catalytic material because of their easy handling, storage and recoverability

[69]. In all of the above supported catalysts, although the highly dispersive gold

nanoparticles can be prepared by most of the traditional method but they aggregate

easily to form larger particle and decrease the catalytic activity. Hence, it is desirable to

increase the catalytic activity of gold by stabilizing the nanoparticles against

agglomeration and understand the role of the support in the catalytic activity.

2.6 Gold Nanoparticles in Biosensors

As the gold nanoparticles have unique optical as well as electronic behavior,

these gold particles can be used in biosensors. Gold nanoparticles typically have

dimensions ranging from 1-100 nm which are smaller than human cells which are about

10-20 µm, but they have sizes similar to many cellular objects including DNA, cell

24

surface receptors, and viruses. This unique size of gold nanoparticles facilitates the

development of nanosensors that can probe proteins (enzymes and receptors) or DNA

inside the cell or outside the cell. For example, Link et al. [42] showed that gold

nanoparticles are particularly attractive for biomedical applications as optical biosensors

owing to their dimensions, long-term stability along with their biocompatibility with

antibodies, proteins and DNA.

Major strategy for the conjugation of biomolecules to gold nanoparticles was

generally based on the direct interaction between some functional group within the

biomolecule and the metal surface [70]. The research on gold nanoparticles has

established that these can be used for detection colorimetric oligonucleotides based on

the optical properties of gold nanoparticles. The basic principle involved in the design of

a biosensor based on gold nanoparticles is that the gold nanoparticles are functionalized

or capped with a thiolated biomolecule which upon identifying the complementary

biomolecule causes changes in the optical absorption of gold nanoparticles [71].

Typically, gold nanoparticles can be readily modified with thiol-containing

biomolecules because the thiol group forms a strong interaction on the metal surface.

Several researches were also performed to investigate gold nanoparticles modified with

biomolecules which do not contain a thiol group [70]. More recently it was

demonstrated that amine derivatives complexed with gold nanoparticles in a manner

similar to that of thiol derivatives [72]. In our study, using amine chemistry for surface

modification, binding of amino acids with the gold nanoparticles surface was

accomplished through the amino functionality.

CHAPTER 3

EXPERIMENTAL

3.1 Chemicals

Grade and purity of the chemical reagents that were used in this study are given

in Appendix A and Appendix B. All chemicals were used as available without further

purification.

3.2 Synthesis of Gold Nanoparticles in Different Sizes and Shapes

Gold nanoparticles of different sizes and shapes were synthesized using the

method described by Turkevitch et al. [30]. In the present study, preparations of gold

nanoparticles of sizes 20 nm and 30 – 180 nm were attempted.

26

3.2.1 Synthesis of 20 nm Gold Nanoparticles

The 20 nm gold nanoparticles were synthesized by the citrate reduction of

HAuCl4 in water. A 250 mL double neck round bottom flask was cleaned in aqua regia

(3 HCl : 1 HNO3) and rinsed with distilled water. 100 mL of 1 mM HAuCl4 solution

(0.04g HAuCl4.3H2O in 100 mL water) was heated to boiling, refluxed while being

stirred (Figure 3.1). Then, 10 mL of a 38.8 mM sodium citrate solution (0.1141g sodium

citrate in 10 mL water) is added quickly. The solution turned colour from yellow to

black and to deep red.

After the colour changed, the solution was refluxed for an additional 15 minutes.

Then, the heater was turned off and the solution was stirred until it reached cool to room

temperature. The resulting product, labeled as sample S1, was characterized by

ultraviolet-visible (UV-Vis) spectroscopy and dark-field microscopy.

Figure 3.1: Synthesis of 20 nm gold nanoparticles.

27

3.2.2 Synthesis of 30 nm to 180 nm Gold Nanoparticles

50 mL of 0.01% HAuCl4 solution (0.01g in 100 mL water) was heated to boiling

while being stirred in a 100 mL conical flask (Figure 3.2). Then a few hundred µL of 1%

sodium citrate solution is quickly added to the auric solution. The solution changed

colour within minutes from yellow to black and then to red or purple colour depending

on the sizes of the nanoparticles. After the colour changed, the solution was stirred for

an additional 10 minutes.

The colour change for larger nanoparticles was slower compared to smaller

nanoparticles. The amount of citrate solution was varied in order to obtain different size

gold nanoparticles. The approximate amount of citrate and the corresponding sizes of

nanoparticles for samples S2 – S6 are listed in Table 3.1. The resulting product was

characterized by UV-Vis spectroscopy.

Figure 3.2: Synthesis of gold nanoparticles of different sizes.

28

Table 3.1: Approximate amount of citrate and the corresponding sizes of nanoparticles for samples S2 – S6.

Samples Citrate amount (µL) Nanoparticles size (nm)

S2 350 30

S3 330 40

S4 260 50

S5 230 60

S6 210 80

3.3 Preparation of PVA Embedded Gold Film (PVA-Gold)

PVA-Gold film was synthesized using the methods described by Guo et al. [49]

and Horovitz et al. [73] with slight modifications. An amount of 7.0 g of PVA was

dissolved in 100 mL of distilled at 90°C for an hour under magnetic stirring to obtain 7

wt% PVA homogeneous solutions. The hot solution was filtered and then, 0.7g of

MPTMS and an appreciable amount of 1 M HCl was added to the PVA/MPTMS

mixture to adjust the pH of the medium to pH 1.5. After that, the mixture was stirred for

12 hour at room temperature. The resulting homogeneous solution was cast on a glass

slide (25.4 mm x 76.2 mm) and dried at room temperature for 24 hours. The PVA/Gold

film were prepared by placing 3 - 5 drops of the said gold colloidal solution on the

PVA/MPTMS film and heated at 100°C for an hour. The resulting PVA/Gold film was

peeled off from the glass slide and was characterized using UV-Vis diffuse reflectance

spectroscopy (UV-Vis DR), attenuated total reflectance (ATR), transmission electron

microscopy (TEM) and field emission scanning electron microscopy (FESEM).

29

3.4 Catalytic Oxidation Reactions

Oxidation of styrene using PVA-Gold film as the catalyst was carried out

according to the procedures of Patil et al. [74] as described below:

3.4.1 Catalytic Activity of PVA-Gold Film

The styrene oxidation reactions with tert-butyl hydroperoxide (TBHP) were

carried out at atmospheric pressure by contacting 0.1 g catalyst (PVA-MPTMS film or

PVA-Gold film) with 1.2 mL (10 mmol) styrene and 5.7 mL (15 mmol) 70% aqueous

TBHP in a 25 mL round-bottomed flask equipped with a magnetic bar under reflux (at

70°C) for a period of 3 hours. Blank reaction, which is the reaction with the absence of

catalyst, was also carried out using the same procedure. After the reaction mixture was

cooled, the catalyst was separated from the reaction mixture using diethyl ether. The

reaction products and unconverted reactants were analyzed by gas chromatography (GC)

and gas chromatography-mass spectrometry (GC-MS).

3.4.2 Reusability of the Catalyst

The reusability of the PVA-Gold as catalyst was studied in the repeated

oxidation of styrene. The reactions were carried out as described in Section 3.41. At the

end of the reaction, the catalyst was separated from the mixture with diethyl ether and

dried at room temperature before reused. The reaction products and unconverted

reactants were analyzed by GC.

30

3.5 Interaction of PVA-Gold Film with Amino Acids

The amino acids used for the interactions with PVA-Gold film were L-Proline, L-

Arginine, L-Tryptophan and L-Tyrosine. 1% solutions of amino acids were prepared by

dissolving 1.0 g of amino acids in 100 mL distilled water. PVA-Gold films in 1cm2 sizes

were immersed in 1 mL of 1% amino acids solutions for 5 minutes before it was dried

slowly at room temperature. Then, the films were characterized by UV-Vis DR.

3.6 Characterization Techniques

Characterizations of colloidal gold nanoparticles were carried out by means of

several methods: UV-Vis spectroscopy, dark field microscopy, FESEM and TEM. ATR,

UV-Vis DR, FESEM and TEM were used to investigate the physicochemical properties

of polymer samples. UV-Vis DR was also used to characterize polymer samples which

were reacted with amino acids.

On the contrary, the resulting products of the oxidation of styrene were analyzed

using GC. GC-MS was also used to verify the resulting products. All the products were

analyzed using GC to determine the amount of product while the components of the

products were identified by using GC-MS.

31

3.6.1 Ultraviolet-Visible Spectroscopy (UV-Vis)

The ultraviolet-visible (UV-Vis) spectroscopy measures the absorbance, A, of an

object (without unit) which quantifies how much light is absorbed by it and thus allows

the determination of the surface plasmon band. The absorbance is given by:

A = log10 (I0/I) (3.1)

where I0 is the intensity of the incident light of a specific wavelength, λ and I is the

intensity of the light that has passed through the sample. The measurement of the

absorbance gives further information such as concentration, as it is linked to the Beer-

Lambert’s Law:

A = ε ⋅ C ⋅ L (3.2)

where C is the concentration, (mol. L-1) of the absorbing species, L is the pathlength

(cm), through the sample and ε (L. mol-1.cm-1) is an intrinsic property of the species

known as molar absorptivity or extinction coefficient.

Method

All UV-Vis studies of gold nanoparticles solutions were carried out using

PerkinElmer Lambda 25 UV-Vis spectrophotometer, using a 1 cm quartz cell. The

single absorbance peak in the range of 520 – 550 nm is due to the characteristic surface

plasmon absorption band of the gold nanoparticles.

32

3.6.2 Optical Imaging of Gold Nanoparticles

Optical imaging of gold nanoparticles was done under dark-field microscopy.

Dark-field microscopy was used to detect the surface plasmon scattering of gold

nanoparticles of different size and shape. The method uses a simple and traditional

microscope setup with a dark field condenser which is able to focus the light onto the

sample at a wide angle. Transmitted light does not enter the microscope objectives and

thus, the scattered light from the metal nanoparticles can be seen. Furthermore, the light

source of a dark-field microscope can be polarized as the metal nanoparticles are also

polarization sensitive.

Method

A few drops of gold nanoparticles solution was deposited on a microscope slide

and covered with a glass slide cover. The glass slide was then mounted onto the

microscope sample platform. Optical imaging of gold nanoparticles was characterized

using a 75W Xenon light source and CXR3 Trinocular Research Microscope (Labomed)

in epi-illuminated darkfield mode. Images were collected through a 40x, 0.5 NA

darkfield objective and detected using a CCD camera.

33

3.6.3 Field Emission Scanning Electron Microscopy (FESEM)

Field emission scanning electron microscopy (FESEM) is a type of electron

microscope capable of producing high resolution images of a sample surface. FESEM

images have a characteristic of three-dimensional appearance and are useful for judging

the surface topography, morphology and structure of the sample. In brief, electrons are

ejected from a filament and accelerated and focused into a small probe that is scanning

over the surface of the sample. The low energy secondary electrons ejected from the

sample surface by the interaction of the primary beam was detected and transformed to

signal used for creating images [75].

Method

For gold nanoparticles in solution form, a few drops of solution was deposited on

a carbon coated stub and allowed for drying for a day. However, for PVA, PVA-

MPTMS and PVA-Gold film samples, the samples were first cut into 1 cm2 before

placed on the carbon coated stub. Prior to scanning, the samples were attached to the

sample holder and coated with platinum using BIO-RAD Polaron Division SEM Coating

System machine. Platinum coating is needed to prevent charge build-up on the sample

surface, besides increasing secondary electron emission. Samples were scanned using

Jeol JSM-6701F FESEM operating at 15 kV.

34

3.6.4 Transmission Electron Microscopy (TEM)

Transmission electron microscopy (TEM) is a microscopy technique whereby a

beam of electrons is transmitted through an ultra thin specimen, interacting with the

specimen as it passes through it. An image is formed from the electrons transmitted

through the specimen, magnified and focused by an objective lens and appears on an

imaging screen, a fluorescent screen in most TEMs, plus a monitor, or on a layer of

photographic film, or to be detected by a sensor such as a charge coupled device (CCD)

camera.

Method

A small amount of sample is added in acetone. The mixture was ultrasonicated to

disperse the particles well. A small drop of suspension was placed on Formvar film-

coated copper grids and dried. The TEM micrographs of the samples were recorded by

Philip CM12 electron microscope (Philips Electron Optics, Eindhoven, Netherlands)

operating at 80 kV. For the characterization of PVA-Gold, 1 cm2 samples were placed on

the mesh copper grid before scanned.

35

3.6.5 Attenuated Total Reflectance (ATR)

The attenuated total reflectance (ATR) infrared technique is one of the most

useful methods for characterization of polymer surfaces. The depth probed into the

samples depends, in a complex manner, on the wavelength, the refractive indices of the

sample and the crystal, and on the angle of reflection. ATR generally allows qualitative

or quantitative analysis of samples with little or no sample preparation which greatly

speeds sample analysis and with this technique, it is possible to record spectra of

polymers of any thickness, not being restricted to polymer films.

Method

All spectra were recorded on a Nicolet Avatar-370 DTGS instrument (Thermo

Electron Corporation) in the 4000 – 650 cm- 1 range. The polymer film samples were

positioned in the center of the reflection element and the pressure plates were fastened

by use of a torque wrench (1 N/cm2). Then, the spectra were collected with EZ Omnic

software.

36

3.6.6 Ultraviolet-Visible Diffuse Reflectance Spectroscopy (UV-Vis DR)

Ultraviolet-visible diffuse reflectance (UV-Vis DR) spectroscopy is a powerful

technique for the qualitative and quantitative determination of the absorption spectra of

solid samples or molecules embedded on the solid surfaces [76]. The UV-Vis DR can

reveal the chemical valence of incorporated metal ion.

UV-Vis DR spectroscopy measures the amount of light reflected from the sample

surface with an integrating sphere. The data are reported as a percent of reflectance

(%R) read on the transmittance scale of the instrument and correspond to R = I/Io where

Io is the intensity of the incident light and I is the intensity of the light reflected from the

sample. The percentage reflectance unit was then converted to Kubelka Munk unit

which is a more convenient way to display the reflectance spectra.

Method

Instrument used for this analysis is a Perkin Elmer Lambda 900 UV-VIS-NIR

spectrometer. Samples were previously cut into the size of 1 cm2 and then placed in the

quartz cell holder. The sample holder was then located and locked properly in the

analyzer compartment. The sample was scanned in the range of wavelength 800 – 200

nm.

37

3.6.7 Gas Chromatography (GC)

Gas Chromatography (GC) is a method for separating components of mixtures of

volatile compounds [77]. It is widely is used for the determination of organic

compounds. In gas chromatography, the sample is converted to the vapor state and the

eluent is a gas, which act as carrier gas. The carrier gas is a chemically inert gas

available in pure form. The stationary phase is generally a nonvolatile liquid supported

on a capillary wall or inert solid particles. Separation occurs as the vapor constituents

equilibrate between carrier gas and the stationary phase. By measuring the retention time

and comparing this time with that of a standard of the pure substance, it may be possible

to identify the peak [78]. The area under the peak is proportional to the concentration.

This instrument consists of carrier gas reservoir, injection port, thermostat heaters,

column, detector and recorder.

Method

GC instrument of Thermo Finnigan with 30 m x 0.25 mm x 0.25 µm column has

been used to analyze the sample before and after the reaction. Analysis temperature was

increased from 40oC to 180oC with the rate of 10oC per minute and then from 180oC to

250oC with the increase rate of 14oC per minute. The temperature was hold for 30

seconds at 250oC. Sample volume for each injection is 1 µL.

38

3.6.8 Gas Chromatography-Mass Spectrometry (GC-MS)

The appearance of a chromatographic peak at a particular retention time does not

guarantee the presence of a particular compound. Combination of gas chromatography

and mass spectrometry (GC-MS) is a powerful analytical technique that could solve this

problem. Mass spectrometry (MS) is an instrumental technique that produces, separates,

and detects ions in the gas phase. The mass spectrometer is a sensitive and selective

detector, and when a capillary GC column is used, this technique is able to identify and

quantify a complex mixture of trace substances [78].

Method

GC-MS instrument of Agilent 5973/6890N model with 30 m x 0.25 mm x 0.2

µm column has been used to analyze the product of reaction. Analysis temperature was

increased from 40oC to 250oC with the rate of 5oC per minute. The temperature was hold

for 3 minutes at 40oC and 5 minute at 250oC. Sample volume for each injection is

0.4 µL. Based on the highest peak, computer program will suggest the best match

structure that may contain in the sample.

39

CHAPTER 4

RESULTS AND DISCUSSION

4.1 Optical Properties of Gold Nanoparticles

The sodium citrate-stabilized gold nanoparticles were prepared following a

method described by Turkevitch et al. [30] which is by the citrate reduction of HAuCl4

in water. Gold nanoparticles with different sizes and shapes were prepared by varying

the amount of citrate solution added. Larger gold particles were produced when the

amount of citrate were reduced [79]. Citrate plays a role in the passivation of formed

gold particles. When a high citrate amount is added, the negative citrate ions adsorbed

onto the gold nanoparticles is increased and this introduce the surface charge that repels

the particles and prevent them from agglomerating. Schematic representation of this

phenomenon is shown in Figure 4.1. However, when less citrate amount was added, the

coverage of the citrate ions is incomplete and coarsening process causes the particles to

aggregate into larger particles.

40

Figure 4.1: Electrostatic repulsion keeps the particles separate.

The formation-growth of gold nanoparticles in samples S1 – S6 as prepared

according to Chapter 3 Section 3.2, was monitored by UV-Vis spectroscopy, looking at

the very intensive SPR absorption in the visible region characterizing nanosized gold

(Figure 4.2(a)). SPR is due to the collective excitation of electrons in the conduction

band of gold nanoparticles arising from resonance with incident visible radiation and it

is sensitive to the local chemical environment, refractive index, and nanoparticle size

and shape [2]. It is well reported that [80, 81] the size and shape of metal nanoparticles

determine the spectral position of the plasmon band as well as its width.

The SPR peak of sample S1 was observed at 527 nm, which corresponds to

excitation of the surface plasmon vibration in the gold nanoparticles. The presence of

this resonance in the visible region is responsible for the lovely pink to blue colours

observed in gold colloidal solutions.

41

Figure 4.2(a) Absorption spectra of gold nanoparticle solutions for samples

S1 – S6.

As the amount of citrate added increased in sample S2, the SPR peak was

slightly red-shifted to 533 nm, which indicates some aggregation of nanoparticles.

Further increase in the concentration of citrate results in red-shifting of the absorption

spectra, which can be observed from samples S3 and S4 with their SPR peak positioned

at 538 nm and 541 nm respectively. Samples S5 and S6 showed broad and weak peaks at

542 nm and 543 nm respectively due to the formation of aggregates which is attributable

to the electric dipole-dipole interactions and coupling between plasmons of

neighbouring particles in the aggregates.

1.0

0.9

420 460 500 540 580 620 660 700

1.1

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

390 0.0

Wavelength (nm)

Ab

sorb

ance

S1

S2

S3

S4

S5

S6

527 nm 533 nm 538 nm 541 nm 542 nm 543 nm

λmax = SPR

42

Depending on particle size, shape and step of agglomeration, gold colloids can

be red, violet or blue. It was observed that sample S1 resulted in a deep red coloured

solution which are characteristic of the reduction of gold from higher oxidation state in

its initial salt to zero valent gold Au(0). The colour of the solution is stable over a long

period of time indicating that the nanoparticles have no tendency to agglomerate in the

solution. However, when the amount of citrate added decreases for samples S2 – S6, the

colour of the colloidal gold solution changed from deep red to purple as shown in Figure

4.2(b) as a consequent of increasing size due to aggregation.

Figure 4.2(b): Photographs of colloidal dispersions of gold nanoparticles with

increasing size for samples S1-S6.

Gold nanoparticles display a variety of plasmon resonance colours due to

different size and shape of the particles. Due to the SPR, the particles are scattering and

absorbing and thus, the high scattering of metal particles can be easily seen by the eye

under an optical microscope. In order to detect the scattered light of the gold

nanoparticles, dark-field illumination was used.

20 nm 180 nm

S1 S2 S3 S4 S5 S6

43

In dark-field imaging, the light is scattered by the samples and the transmitted

light is blocked and only scattered light is detected. In this way, the background is dark

and the sample which scatters strongly gives very bright images. Under the illumination

with a beam of white light, multicolor images can be seen due to the differently scattered

light wavelength.

Figure 4.3 shows a representative photograph of gold nanoparticles observed

under dark-field microscopy. The different colours; the blue particles (scattering

between 400 – 480 nm), green particles (500 – 550 nm) and yellow particles (600 – 700

nm), are attributed to the different gold nanoparticles size due to SPR phenomenon [82].

Figure 4.3: Representative photograph of gold nanoparticles viewed under optical microscope. The different colours correspond to different shape of the particles.

4 mm

44

4.2 Surface Morphology of Gold Nanoparticles

Figure 4.4 illustrates FESEM micrographs of the synthesized gold nanoparticles

with increasing diameters (images (a) – (f) for samples S1 - S6). The FESEM images

show that the gold nanoparticles formed in all the samples were in a homogeneous form.

Other than that, it was observed that smaller sized particles are almost spherical in shape

and as the crystallite size grew larger, the particles became more elongated.

The insets in Figures 4.4 (a) – (f) are corresponding to TEM images of gold

nanoparticles. The TEM study of gold nanoparticles confirmed that the particles are

almost spherical in shape with an average diameter ranging from 20 - 180 nm. From the

TEM study, the average diameters for samples S1 – S6 were determined to be 27, 56,

83, 100, 102 and 116 nm, respectively.

45

Figure 4.4: FESEM images of gold nanoparticles prepared from different

concentration of citrate. Images (a) – (f) correspond to samples S1 – S6. The inset in images (a) – (f) shows the TEM images of gold nanoparticles.

(c) (d)

20 nm 50 nm

(f) (e)

50 nm 20 nm

(a)

20 nm 20 nm

(b)

46

4.3 PVA-Gold Film Characterization

In this study, PVA with a thiol functionality (PVA-MPTMS) was synthesized by

reacting PVA with MPTMS, an alkoxysilane modifying group, via sol-gel reaction.

Then, PVA-Gold film was prepared by embedding colloidal gold solutions with average

particle size of 27 nm on the surface of PVA-MPTMS. The resulting PVA-Gold film

was dried and then characterized using FTIR, UV-Vis DR, FESEM, and TEM.

4.3.1 FTIR Spectra of PVA-Gold Film

Figure 4.5 shows the FTIR spectra of PVA film, PVA-MPTMS film and PVA-

Gold film in the range of 4000-750 cm-1. In all cases, there is a broad absorption noticed

in the range of 3294 -3370 cm-1. It is due to the O−H stretching vibrations for the

absorbed moisture and hydrogen bonded hydroxyl groups present in the sample. In

general, PVA will absorb definite amount of moisture to attain equilibrium with the

humidity level of the environment under the prevailing temperature conditions. The

absorbed moisture remains hydrogen bonded to the PVA matrix.

The absorption peak at 1000-1100 cm-1 is assigned to the stretching vibrations of

C−O and C−O−C groups in PVA (Figure 4.5(a)). An increase in the absorbance of the

peak at 1000-1100 cm-1 of PVA-MPTMS film is attributed to the formation of Si−O−C

(1043 cm-1) and Si−O−Si (1093 cm-1) bonds (Figure 4.5(b)).

47

The Si−O−Si group is the result of condensation reaction between hydrolyzed

silanol Si−OH groups and the Si−O−C groups may be originated from the condensation

reaction between Si−OH and C−OH groups from PVA. Therefore, the presence of

Si−O−C and Si−O−Si bonds confirmed the existence of covalent linkage between the

organic groups and the silica, which led to better compatibility and crosslinking network

between organic and inorganic components.

The appearance of gold nanoparticles could not be detected from FTIR

spectroscopy as no changes were observed in the absorption spectra of PVA-MPTMS

and PVA-Gold film (see Figure 4.5(c)). Other characterization techniques such as UV-

Vis DR, FESEM and TEM were used to detect the appearance of gold nanoparticles on

polymer film.

48

Figure 4.5: FTIR spectra of (a) control PVA film, (b) PVA-MPTMS film prepared under acid condition and (c) PVA-Gold film.

Wavenumbers (cm-1)

Tra

nsm

ittan

ce (%

)

1094

(a)

(b)

(c)

1092

11

43

1339

1418

1458

1561

3295

1044

10

93

1419

1570

3346

1261

1406

1458

1570

2342

23

60

2922

3371

1000 1500 2000 2500 3000 3500 4000

O-H stretching vibrations

C-O and C-O-C stretching vibrations

Si-O-Si bond

Si-O-C bond

49

4.3.2 UV-Vis DR of PVA-Gold Film

Figure 4.6: UV-Vis DR spectra of (a) PVA-MPTMS film prepared under acid

condition and (b) PVA-Gold film.

Figure 4.6 shows the UV-Vis DR spectra of (a) PVA-MPTMS film and (b) PVA-

Gold film. When the gold nanoparticles were embedded on the surface of PVA-MPTMS

film, absorbance in the visible region emerges.

0

0.5

1

1.5

2

2.5

400 450 510 560 610 660

K-M

(a.

u)

Wavelength (nm)

(a)

(b)

2.5

2.0

1.5

1.0

0.5

0.0

50

The aggregation of colloidal gold on PVA-MPTMS would result in the coupling

of plasmons of individual particles and would be reflected in the UV-Vis spectrum of

PVA-Gold film as an increased absorbance at a longer wavelength. However, the

absence of such feature in the UV-Vis spectrum of PVA-Gold film when compared to

the spectrum of an aqueous solution of colloidal gold indicates that the gold

nanoparticles are embedded on PVA-MPTMS film in a monolayer and are isolated from

each other.

4.3.3 FESEM of PVA-Gold Film

The FESEM observation of the PVA film, PVA-MPTMS film and PVA-Gold

film are shown in Figure 4.7 (a), (b) and (c) respectively. Obvious contrast can be seen

between all three PVA samples. The surface of the PVA is homogeneous and the silica

phase did not form. However, silica particles can be found in the surface of PVA-

MPTMS due to the polycondensation of MPTMS leading to conglomeration in the

polymer matrix.

51

Figure 4.7: FESEM micrograph of (a) PVA film, (b) PVA-MPTMS film, and (c) PVA-Gold film.

(a) (b)

PVA film

(c)

Gold nanoparticles

PVA functionalized with MPTMS

52

4.3.4 TEM of PVA-Gold Film

The morphology of gold nanoparticles embedded into PVA matrices was imaged

by TEM. As visible in Figure 4.8, the existence of gold nanoparticles on the surface of

the polymer was evidenced by detection of dark spots. TEM micrograph of gold

nanoparticles revealed that the average diameter of the nanoparticles vary in between 30

nm –150 nm.

Figure 4.8: TEM micrograph of PVA-Gold film.

53

4.4 Catalytic Activity of PVA-Gold Film

The catalytic activity of PVA-Gold film with gold particle size 27 nm for the

oxidation of styrene was studied. The reaction was carried out under reflux (at 70°C)

using a reaction mixture containing 10 mmol styrene, 15 mmol TBHP and 0.01 g of

catalyst by procedures described earlier [74]. The reaction scheme for the oxidation of

styrene is illustrated in Figure 4.9.

CH2

PVA-Gold

TBHP, 70°C, 3 h

CHO

+

O

+

CH3O

Figure 4.9: Schematic representation of the oxidation of styrene.

Reaction products of the oxidation of styrene using TBHP as the oxidant

catalyzed by PVA-MPTMS and PVA-Gold were analyzed by GC. The major products in

this reaction proved to be benzaldehyde, styrene oxide and acetophenone. Other possible

products of prolonged oxidation of styrene were found to include benzoic acid and

phenylacetaldehyde (Appendix E). The selectivities towards benzaldehyde, styrene

oxide and acetophenone as the reactions products are shown in Figure 4.10.

54

Figure 4.10: The conversion and product selectivity of the oxidation of styrene with

tert-butyl hydroperoxide using PVA-MPTMS and PVA-Gold as catalyst.

As indicated in Figure 4.10, the reaction catalyzed by all the catalysts

produced the highest yield of benzaldehyde and their selectivities towards the formation

of products are almost similar to each other. Blank reaction is the reaction carried out in

the absence of PVA-Gold film, while PVA-MPTMS is the reaction carried out in the

absence of gold nanoparticles.

From the results, PVA-MPTMS showed high benzaldehyde selectivity of

68.3% with 94.7% styrene conversion. However, PVA-Gold film showed the best

performance with respect to the highest benzaldehyde selectivity of 73.4% and styrene

conversion activity of 95.0% in the oxidation reaction. It was worth highlighting that in

the presence of gold nanoparticles, the selectivity for benzaldehyde was significantly

enhanced in comparison to that of PVA-MPTMS. This indicated the important role

played by the nanosized gold of the PVA-Gold film in oxidation of styrene. However,

when the reaction was carried out for over 24 hours, the styrene conversion and

benzaldehyde selectivity decreased to 84.0% and 38.7%, respectively with many side

products as mentioned before.

0

10

20

30

40

50

60

70

80

90

100

Blank PVA-MPTMS PVA-Gold

Con

vers

ion

(%)

Acetophenone

Styrene oxide

Benzaldehyde

Product selectivity (%):

10 60

68.323

13.1

18.5

73.4

26.6

55

Leaching is a particular problem of supported catalysts in liquid phase reactions.

Thus, it is of interest to investigate the reusability of PVA-Gold film in the oxidation of

styrene. The PVA-Gold film could be easily recovered from the reaction products and

regenerated by separation with diethyl ether and drying in air. They were reused for 2

times in fresh reactant mixtures. The regenerability of the PVA-Gold film was studied at

70°C for 2 cycles and results are shown in Table 4.1.

Table 4.1: The catalytic activity of PVA-Gold film during the catalyst reuse in the oxidation of styrene.

Number of reuse

Styrene conversion

(%)

Selectivity (%)

Benzaldehyde Styrene oxide Acetophenone

1 94.7 54.8 9.2 24.8

2 93.9 56.2 - 43.8

The PVA-Gold showed excellent reusability in both catalytic activity and

selectivity in the oxidation with enchanced selectivity to benzaldehyde. The result

suggest that PVA as support material is capable of enhancing catalytic activity by

providing constantly stirred environment through swelling of the polymer matrix in

solution during the reaction. One suggests that the long chain of the polymer acts as real

molecular stirrer. This is supported by the fact that PVA-MPTMS also showed relatively

high conversion. However, a major drawback of these methods is the adsorption on the

support of the residual chlorines coming from the gold precursor (HAuCl4), which is

often considered as a source of gold sintering and can also poison the catalytic activity

[83].

56

4.5 Interaction of PVA-Gold Film with Amino Acids

Gold nanoparticles have excellent biocompatibility to biomolecules and are

widely used in bioassays [84-86]. Their negatively charged surfaces readily bind thiol,

amine, cyanide and diphenylphosphine functional groups [10-13]. Amino acids are

constituents of proteins and their amine (NH2) groups are known to bind to gold

particles. The unique optical properties of PVA-Gold were exploited in the detection of

several amino acids such as L-Arginine (Arg), L-Proline (Pro), L-Tryptophan (Trp) and

L-Tyrosine (Tyr). Their chemical structures are shown in Figure 4.11.

NH2

CH

C

H2C

OH

O

H2C

H2C

HNCH2N

NH

HN

COH

O

Arginine Proline

H2N CH C

CH2

OH

O

HN

H2N CH C

CH2

OH

O

OH

Tryptophan Tyrosine

Figure 4.11: Chemical structure of various amino acids.

57

According to the Mie [36] scattering theory, any variation in the refractive index

of the surface layer should lead to some changes in the intensity or position of the SPR

peak. Such variations could arise from a compositional change in the dispersion medium

or from binding events that might occur at the colloid-solution interface. In general, an

increase in the refractive index of the surrounding medium often causes the SPR peak to

shift to the red.

As seen in Figure 4.12, the interaction of Pro with PVA-Gold film modifies only

slightly the plasmon band from 527 nm (Figure 4.12(a)) to 530 nm (Figure 4.12(b)).

However, for Trp (Figure 4.12(c)) and Tyr (Figure 4.12(d)), it was observed that there is

a red shift as well as peak broadening of the SPR band to 540 nm and 542 nm,

respectively. The peak broadening of Tyr could be related to its structure where Tyr

possesses an a-amine group and a terminal hydroxyl group which is able to facilitate in

crosslinking. It is suggested that hydrogen bonding interactions between neighboring

–OH groups of Tyr are probably responsible for the absorption change [87, 88]. In the

case of Trp, the indole group contains a secondary amine, which could also bind to the

gold surface of PVA-Gold film [15].

The peak position of Arg (Figure 4.12(e)) is red-shifted and broadened with a

maximum absorption around 590 nm. Citrate-capped gold nanoparticles are negatively

charged due to a layer of negative citrate ions. The positively charged amino group in

Arg should interact with the negative charge on the surface of gold nanoparticles

through electrostatic binding thus forming assemblies. Furthermore, the interaction of

gold nanoparticles on PVA-Gold film with amine-rich amino acid like Arg is also

considered to be induced by the interaction among amino acids attached on the

nanoparticles surface. Generally, the amino group in a side chain binds to the gold

nanoparticles surface while the terminal amino group forms hydrogen bonding with the

carboxyl group of another amino acid on an adjacent nanoparticle [70].

58

Figure 4.12: UV-Vis DR spectra of PVA-Gold film before (a) and after interaction with amino acids; (b) Pro, (c) Trp (d) Tyr and (e) Arg.

(a)

(b)

(c)

(d)

(e)

Wavelength (nm)

450 500 550 600 650

K-M

(a.u

.)

CHAPTER 5

CONCLUSIONS AND FUTURE WORK

5.1 Conclusions

In this thesis, the feasibility of using well-stabilized gold nanoparticles on

polyvinyl alcohol (PVA) film as catalyst has been demonstrated. The UV-Vis absorption

spectra and dark-field microscopy confirmed the presence of a surface plasmon

resonance (SPR), attributed to the nanosized gold particles. The resultant gold particles

of sizes as low as 27 nm with nearly spherical in shape were achieved as determined by

TEM and FESEM.

The PVA-Gold film obtained by above-mentioned method revealed a catalytic

activity in the oxidation of styrene to benzaldehyde with 73.4% selectivity and 95%

styrene conversion. The PVA matrix surrounding the gold nanoparticles proved useful in

catalysis by making the recovery of the PVA-Gold catalyst possible as shown by the

reasonably high conversions of styrene over the regenerated catalysts.

60

A recycling test for PVA-Gold in styrene oxidation was performed, and after 2

cycles, no significant loss of activity and selectivity were observed. In this regard, the

long term stability of PVA-Gold is definitely superior than gold colloid; the latter deem

impossible to separate from the products after a catalytic reaction. It is worth noting that

this catalyst could be an alternative for the transition metal catalyst for the

transformation of styrene.

Gold nanoparticles embedded in PVA matrix were evaluated for the SPR

properties with amino acids for biosensor applications. The UV-Vis DR spectra

evidenced the binding of amino acids to PVA-Gold film with the red-shifting as well as

peak broadening of the SPR bands upon addition of amino acids to PVA-Gold. The red-

shift was due to weak binding interactions between amino acids and gold nanoparticles.

Lastly, we conclude that, based on its properties, PVA-Gold film is a promising

material for heterogeneous oxidation catalyst and can be explored as probes for

biosensing application.

61

5.2 Future Work

The knowledge gained from this research opens new avenues to further research

in the design and development of new methods to make supported gold nanoparticles

with desired properties to aptly suit biosensor and catalytic applications. At the moment

there is limited mechanistic understanding of how supported gold nanoparticles achieve

the high catalytic activities and selectivities during the catalysis process. This, therefore,

represents an area where kinetics of the reaction is key area to be studied, particularly

using in-situ spectroscopies. In future work, how the structure of gold nanoparticle

aggregates affects their optical properties also needs to be clarified. Further work on the

characterization of these particles is still required. As a global guide for future actions,

this work opens new perspectives for the use of PVA-Gold composite as a

heterogeneous catalyst and probes for biosensing application.

62

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APPENDIX A

Chemical reagents for synthesis of gold nanoparticles

Chemical reagent Molecular formula Purity (%) Brand

Hydrogen tetrachloroaurate(III)

hydrate

HAuCl4.3H2O

99

Sigma-

Aldrich

Sodium Citrate Na3C6H5O7.2H2O USP Testing Sigma-

Aldrich

Hydrochloric acid HCl 37

Nitric acid HNO3 90

Chemical reagents for synthesis of PVA-Gold

Chemical reagent Molecular formula Purity (%) Brand

Polyvinyl alcohol (PVA) [-CH2CHOH-]n 98-99 Sigma-

Aldrich

(3-mercaptopropyl)

trimethoxysilane (MPTMS)

HS(CH2)3Si(OCH3)3 95 Aldrich

Hydrochloric acid HCl 37

75

APPENDIX B

Chemical reagents for catalytic testing

Chemical reagent Molecular formula Purity (%) Brand

Styrene C8H8 = 99.5 Fluka

tert-butyl

hydroperoxide C4H10O2 ~70 (aqueous) Fluka

Diethyl ether C4H10O 99.5 BDH

Chemical reagents for interactions with amino acids

Chemical reagent Molecular formula Purity (%) Brand

L-Arginine C6H14N4O2 99 BDH

L-Proline C5H9NO2 99 BDH

L-Tryptophan C11H12N2O2 99 BDH

L-Tyrosine C9H11NO3 99 BDH

76

APPENDIX C

Calculation of % Conversion and % Selectivity

%100(%) ×=inputsubstractofAmount

reactedsubstrateofAmountConversion

%100(%) ×=productallofareapeakTotal

productdisiredofareaPeakySelectivit

77

APPENDIX D

GC chromatogram of oxidation of styrene with TBHP at 70º C for 3 hours.

Styrene (reactant)

Benzaldehyde (product)

Styrene oxide (product)

78

APPENDIX E

GC chromatogram of oxidation of styrene with TBHP at 70º C for more than 24 hours.

Styrene

(reactant) Benzaldehyde

(product)

Styrene oxide (product)

Acetophenone (product)

Benzoic acid (by-product)

Gold Nanoparticles Embedded on the Surface of Polyvinyl Alcohol Layer Sasha Md. Nasir and Hadi Nur* Ibnu Sina Institute for Fundamental Science Studies, Universiti Teknologi Malaysia, 81310 UTM Skudai, Johor, Malaysia. *To whom correspondence should be addressed. E-mail: [email protected] Received 17 February 2008

ABSTRACT A novel method for synthesizing polyvinyl alcohol (PVA) embedded gold film is presented. Gold particles, in the size range of 20 to 180 nm, were first prepared by the conventional Turkevitch method by the reduction of gold, hydrogen tetrachloroaurate (HAuCl4) with sodium citrate in water. The resulting gold nanoparticles were characterized by ultra violet-visible (UV-Vis) absorption spectroscopy, dark-field microscopy, transmission electron microscopy (TEM) and field emission electron microscopy (FESEM). In the preparation of PVA embedded gold film, PVA was functionalized with (3-mercaptopropyl) trimethoxysilane (MPTMS) which produced a thiol functionality on the surface. Then, gold particles were embedded on the surface of partially dried functionalized PVA where the gold particles are chemisorbed onto the thiol groups. Their physical properties were studied using Fourier transform infra red spectroscopy (FTIR), FESEM, TEM and UV-Vis diffuse reflectance (UV-Vis DR). Considering that the gold nanoparticles in solution cannot possibly be recovered and reused, the PVA embedded gold film on the other hand, has potential to be reused multiple of times. | Gold Nanoparticles | Polyvinyl Alcohol | Biosensor | Surface Plasmon Resonance |

1. Introduction

Nanotechnology is an anticipated manufacturing technology that allows thorough, inexpensive control of the structure of matter by working with atoms. It allows many things to be manufactured at low cost and with no pollution. Nanotechnologies can extend the long-established trend toward smaller, faster, cheaper materials and devices. Sometimes called the building block of nanotechnology, nanoparticles (particles with diameter less than 100 nm) constitute a commercially important sector of the nanotechnology market. Recent intense interest in nanoparticles stems from the fact that, materials at the nanoscale exhibit unique optical, electronic and magnetic properties not seen in the bulk scale, which makes nanostructures attractive for a wide range of applications. In particular, nanostructures made from the noble metals, such as gold, with their associated strong surface plasmon resonance (SPR) have attracted considerable attention. Colloidal gold have been used technologically for a very long time now. In the 17th century, the brilliant colours of nanosized colloidal particles of Ag, Au and Cu were used in staining glasses [1]. Gold nanoparticles scatter light intensely and are much brighter than chemical fluorophores. They have ready bioconjugation, potential

Article

Journal of

Fundamental Sciences

Available online at http://www.ibnusina.utm.my/jfs

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noncytotoxicity, not susceptible to photobleaching and excellent biocompatibility to biomolecules. Furthermore, gold nanoparticles can easily be detected in as low as 10-16 M concentration and have strong binding affinity towards thiols, disulfides and amines [2]. The brilliant colours exhibited by gold nanoparticles in the visible and near-infrared spectral regions can be attributed to their fascinating SPR properties. SPR is an optical phenomenon arising from the interaction between an electromagnetic wave and the conduction electrons in a metal. Under the irradiation of light, the conduction of electrons in a gold nanostructure are driven by the electric field to collectively oscillate at a resonant frequency relative to the lattice of the positive ions. At this resonant frequency, the incident light is absorbed by the nanostructure. Some of the photons will be released in all direction and this process is known as scattering. At the same time, some of these photons will be converted into phonons or vibrations of the lattice and this process is referred to as absorption. In general, the SPR peak of a gold nanostructure consists of two components; scattering and absorption [3]. The SPR spectrum depends on the nanoparticles itself (i.e. its size, shape and material) but also on the external properties of the nanoparticles environment. This makes noble metal nanoparticles extremely valuable from sensing point of view. Additionally, gold nanoparticles are promising candidates for applications in nanodevices, nanoelectronics, biolabeling biosensors. Recent studies have shown that gold nanoparticles have immense potential for cancer diagnosis and therapy on account of their SPR enhanced light scattering and absorption [4]. Gold bioconjugates have been used for vital imaging of precancerous and cancerous cells by researches for in vitro and in vivo experiments [5]. Other than that, gold nanoparticles efficiently convert the strongly absorbed light into localized heat, which can be exploited for selective laser photothermal therapy of cancer. So far, the results are extremely promising. What makes this approach so promising is that it does not require expensive high powered microscopes or lasers to view the results, as other technique require. All it takes is a simple, inexpensive optical microscope and white light [2,4]. However, the method used was not practical because in the above method, the gold nanoparticles were in solution form such that it cannot be recovered and reused. Furthermore, most nano-sized metal are very unstable. They can aggregate because of the high surface free energy and can be oxidized-contaminated by air, moisture, SO2 and so on. Therefore, the embedding of nanoscopic metals into polymer represents a valid solution to the manipulation and stabilization problems. In this research, novel functionalized gold nanoparticles embedded on the surface of polymer will be prepared for the application of biological diagnostics whereby the results can be viewed simply by employing an optical microscope and white light.

2. Materials and Methods Synthesis and Characterization All the chemicals were used as received without further purification. UV-Vis studies of gold nanoparticles solutions were carried out using PerkinElmer Lambda 25 UV-Vis spectrophotometer, using a 1 cm quartz cell. The single absorbance peak in the range of 520 – 550 nm is due to the characteristic surface plasmon absorption band of the gold nanoparticles. Optical imaging of gold nanoparticles was characterized using a 75W Xenon light source and CXR3 Trinocular Research Microscope (Labomed) in epi-illuminated darkfield mode. Images were collected through a 40x, 0.5 NA darkfield objective and detected using a CCD camera. The surface morphology of the samples was conducted using Jeol JSM-6701F FESEM operating from 2.0 kV to 5.0 kV. TEM micrographs were taken with a Philip CM12 electron microscope (Philips Electron Optics, Eindhoven, Netherlands) operating at 80 kV. Infrared spectra were performed on a Nicolet Avatar-370 DTGS instrument

Sasha Md. Nasir and Hadi Nur / Journal of Fundamental Sciences 4 (2008) 245-252 247

(Thermo Electron Corporation) in the 4000–650 cm−1 range. UV-Vis Diffuse Reflectance (UV-Vis DR) of PVA-Gold film was recorded using Perkin Elmer Lambda 900 UV-VIS-NIR spectrometer.

Synthesis of Gold Nanoparticles in Different Sizes and Shapes Synthesis of 20 nm Gold Nanoparticles The 20 nm gold nanoparticles were synthesized by the citrate reduction of HAuCl4 in water. A 250 mL double neck round bottom flask was cleaned in aqua regia (3 HCl : 1 HNO3) and rinsed with distilled water. 100 mL of 1 mM HAuCl4 solution (0.04g HAuCl4.3H2O in 100 mL water) was heated to boiling, refluxed while being stirred (Figure 3.1). Then, 10 mL of a 38.8 mM sodium citrate solution (0.1141g sodium citrate in 10 mL water) is added quickly. The solution turned colour from yellow to black and to deep red. After the colour changed, the solution was refluxed for an additional 15 minutes. Then, the heater was turned off and the solution was stirred until it reached cool to room temperature. Synthesis of 30 nm to 180 nm Gold Nanoparticles 50 mL of 0.01% HAuCl4 solution (0.01g in 100 mL water) was heated to boiling while being stirred in a 100 mL conical flask (Figure 3.2). Then a few hundred µL of 1% sodium citrate solution is quickly added to the auric solution. The solution changed colour within minutes from yellow to black and then to red or purple colour depending on the sizes of the nanoparticles. After the colour changed, the solution was stirred for an additional 10 minutes. The colour change for larger nanoparticles was slower compared to smaller nanoparticles. The amount of citrate solution determines the size of the nanoparticles synthesized. The approximate amount of citrate and the corresponding sizes of nanoparticles are listed in Table 1.

Table 1 : Approximate amount of citrate and the corresponding sizes of nanoparticles.

Citrate amount (µL) Nanoparticles size (nm)

350 30 330 40 260 50 230 60 210 80

Synthesis of PVA Embedded Gold Film (PVA-Gold) PVA was dissolved in distilled water at 90°C for an hour to obtain 7 wt% PVA homogeneous solutions. The hot solution was filtered and then, 0.7g of MPTMS and an appreciable amount of 1 M HCl was added to the filtrate to adjust the pH of the medium to 1.5. After that, the mixture was stirred for 12 hour at room temperature. The PVA solutions were cast on a glass slide and dried at room temperature for 1 day and then the dried film were annealed at 100°C for an hour. Next, a few drops of gold nanoparticles solution were deposited on the surface of the dried PVA membrane and was annealed again for an hour. The resulting PVA membrane was peeled off from the glass slide for characterization.

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3. Results and Discussion Colour and UV-Vis Absorption Property of Different Sized Gold Nanoparticles

The amount of citrate solution determines the size of the nanoparticles. Larger gold particles were produced when the amount of citrate were reduced [11]. When a high citrate amount is added, the negative citrate ions adsorbed onto the gold nanoparticles is increased and this introduce the surface charge that repels the particles and prevent them from agglomerating. However, when less citrate amount was added, the coverage of the citrate ions is incomplete and thus, causes the particles to aggregate into larger particles.

The formation-growth of gold clusters was monitored by UV-Vis spectroscopy, looking at the very intensive SPR absorption in the visible region characterizing nano-sized gold. Figure 2 shows the UV-Vis absorption spectra of samples S1-S6. The SPR peak of sample S1 was located at 527 nm. As the particle size increased from sample S1 - S6, the absorption peak is moved to higher wavelengths (red-shift, from 527 nm – 543 nm) due to the aggregation of the gold nanoparticles.

As the size of the gold particles increases, the colour of the solution varies from deep red solution to purple as the as shown in Figure 3. The different colours of the gold nanoparticles solution are due to its SPR properties. Nanoparticles can experience SPR in the visible portion of the electromagnetic spectrum. This means that a certain portion of visible wavelengths will be absorbed, while another portion will reflected. The portion reflected will lend the material a certain color. Small nanoparticles absorb light in the blue-green portion of the spectrum (400 - 500 nm) while red light (700 nm) is reflected, yielding a deep red color. As particle size increases, the wavelength of surface plasmon resonance related absorption shifts to longer, redder wavelengths. This means that red light is now adsorbed, and bluer light is reflected, yielding particles with purple colour.

Figure 2: Absorption spectra of gold nanoparticle solutions for samples S1-S6.

Figure 3: Photographs of colloidal dispersions of gold nanoparticles with increasing size for samples S1-S6.

Surface Plasmon Scattering of Gold Nanoparticles Figure 4 shows a photograph of the gold nanoparticles observed under dark-field microscopy. Gold nanoparticles display a variety of plasmon resonance colours due to different size and shape of the particles. The blue particles

λmax = SPR S1

S2

S3

S4

S5

S6

1.0 0.9

420 500 580 660 740

1.1

0.8 0.7 0.6 0.5 0.4 0.2 0.1 0.0

Wavelength (nm)

Abs

orba

nce

527 nm 533 nm 538 nm 541 nm 542 nm 543 nm

0.3

20 nm 180 nm

S1 S2 S3 S4 S5 S6

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(scattering between 400 – 480 nm) are roughly spherical, green particles (500 – 550 nm) are typically hexagonal (larger diameter) and red particles (600 – 700 nm) have a triangular cross section, varying in thickness from platlets to tetrahedrons [12].

Figure 4: Photograph of gold nanoparticles viewed under optical microscope. The different colours correspond to different shape of the particles. Surface Morphology of Gold Nanoparticles Figure 5 illustrates FESEM micrographs of the synthesized gold nanoparticles with increasing diameters (images (a) – (f) for samples S1 - S6). The FESEM images show that the gold nanoparticles formed in all samples were in a homogeneous form. Other than that, it was observed that smaller sized particles are almost spherical in shape and as the size grew larger, the particles are more elongated.

The insets in Figures 5 (a) – (f) are corresponding TEM images of gold nanoparticles. TEM study of gold nanoparticles confirmed that the particles are almost spherical in shape with an average size ranging from 20 - 180 nm. From the TEM study, the average diameters for samples S1 – S6 were determined to be 27, 56, 83, 100, 102 and 116 nm, respectively.

Figure 5 : FESEM images of gold nanoparticles prepared from different concentration of citrate. Images (a) – (f) correspond to samples S1 – S6. The inset in images (a) – (f) shows the TEM images of gold nanoparticles.

4 mm

(a) (b)

20 nm

(c)

(d) (e) (f)

20 nm 20 nm

50 nm 50 nm 20 nm

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FTIR Spectra of PVA-Gold Film Figure 6 shows the FTIR spectra of PVA film, PVA-MPTMS film and PVA-Gold film in the range of 4000-750 cm-1. In all cases, there is a broad absorption noticed in the range of 3294 -3370 cm-1. It is due to the O−H stretching vibrations for the absorbed moisture and hydrogen bonded hydroxyl groups present in the sample. The absorption peak at 1000-1100 cm-1 is assigned to the stretching vibrations of C−O and C−O−C groups in PVA (Figure 6 (a)).

Figure 6 : FTIR spectra of (a) control PVA film, (b) PVA-MPTMS film prepared under acid condition and (c) PVA-Gold film.

An increase in the absorbance of the peak at 1000-1100 cm-1 of PVA-MPTMS film is attributed to the formation of Si−O−C (1043 cm-1) and Si−O−Si (1093 cm-1) bonds (Figure 6(b)). The Si−O−Si group is the result of condensation reaction between hydrolyzed silanol Si−OH groups and the Si−O−C groups may be originated from the condensation reaction between Si−OH and C−O−H groups from PVA. Therefore, the presence of Si−O−C and Si−O−Si bonds confirmed the existence of covalent linkage between the organic groups and the silica, which led to better compatibility and crosslinking network between organic and inorganic components. The appearance of gold nanoparticles could not be detected from IR spectroscopy as no changes were observed in the absorption spectra of PVA-MPTMS and PVA-Gold film (Figure 6(c)). Other characterization technique such as FESEM and TEM were used to detect the appearance of gold nanoparticles on polymer film. FESEM Characterization of PVA-Gold Thin Film The FESEM observation of the PVA film, PVA-MPTMS film and PVA-Gold film are shown in Figure 7 (a), (b) and (c) respectively. Obvious contrast can be seen between all three PVA samples. The surface of the PVA is homogeneous and the silica phase did not form. However, silica particles can be found in the surface of PVA-MPTMS due to the polycondensation of MPTMS leading to conglomeration in the polymer matrix.

1000 1500 2000 2500 3000 3500 4000

O-H stretching vibrations

C-O and C-O-C stretching vibrations

Si-O-Si bond

Si-O-C bond

% T

Wavenumbers (cm-1)

(a)

(b)

(c)

Sasha Md. Nasir and Hadi Nur / Journal of Fundamental Sciences 4 (2008) 245-252 251

Figure 7 : FESEM micrograph of (a) PVA film, (b) PVA-MPTMS film and (c) PVA-Gold film.

TEM Characterization of PVA-Gold Thin Film Figure 8 shows TEM micrograph of PVA-Gold film. The existence of gold nanoparticles on the surface of the polymer was evidenced by detection of dark spots. TEM micrograph of gold nanoparticles showed that the average size of the nanoparticles vary in between 30 nm – 150 nm.

Figure 8 : TEM micrograph of PVA-Gold film.

UV-Vis Diffuse Reflectance (UV-Vis DR) of PVA-Gold Thin Film Figure 9 displays UV-Vis DR spectrum of PVA-Gold film. The spectrum shows an absorbance peak at 527 nm, which confirmed that gold nanoparticles are embedded on the surface of the polymer.

Figure 9 : UV-Vis DR spectrum of PVA-Gold film.

4. Conclusion Gold nanoparticles embedded on the surface of PVA were successfully synthesized and characterized by FTIR, FESEM and TEM. Unlike the methods reported in previous literatures, the present method involves a facile

407 500 600 700 0.6

1

2

34

5

66.4

K-M

527 nm

Wavelength (nm)

(a) (b) (c)

fabrication route for the attachment of gold nanoparticles on the surface of PVA. Firstly, gold nanoparticles with diameters ranging from 20 to 180 nm were synthesized by the conventional Turkevitch method, which is the

Sasha Md. Nasir and Hadi Nur / Journal of Fundamental Sciences 4 (2008) 245-252 252

5. Acknowledgement This research was supported by the Ministry of Science, Technology and Innovation (MOSTI), Malaysia under Sciencefund Grant no. 03-01-06-SF0326 and the Ministry of Higher Education (MOHE), Malaysia under Fundamental Research Grant Scheme (FRGS) Vot. 78070. 6. References [1] Jain, P. K., El-Sayed, I. H., El-Sayed, M. A. (2007). Au nanoparticles target cancer. Nanotoday. 2(1), 18-

29. [2] El-Sayed, I. H., Huang, X., El-Sayed, M. A. (2005). Surface Plasmon Resonance Scattering and Absorption

of anti-EGFR Antibody Conjugated Gold Nanoparticles in Cancer Diagnostics: Applications in Oral Cancer. Nano Letters. 5(5), 829-834.

[3] Hu, M., Chen, J., Li, Z., Au, L., Hartland, G. V., Li, X., Marquez, M., Xia, Y., (2006). Gold nanostructures: engineering their plasmonics properties for biomedical applications. Chem. Soc. Rev. 35.1084-1094.

[4] Huang, X., El-Sayed, I. H., Qian, W., El-Sayed, M. A. (2006). Cancer Cell Imaging and Photothermal Therapy in the Near-Infrared Region by using Gold Nanorods. J. Am. Chem. Soc. 128. 2115-2120.

[5] Durr, N. J., Larson, T., Smith, D. K., Korger, B. A., Sokolov, K., Ben-Yakar, A., (2007). Two-Photon Luminescence Imaging of Cancer Cells Using Molecularly Targeted Gold Nanorods. Nano Letters. 7(4). 941-945.

[6] Kimling, J., Maier, M., Okenve, B., Kotaidis, V., Ballot, H., Plech, A. (2006). Turkevitch Method for Gold Nanoparticles Synthesis Revisited. J. Phys. Chem. 110. 15700-15707.

[7] Zou, X., Ying, E., Dong, S. (2006). Seed-mediated synthesis of branched gold nanoparticles with the assistance of citrate and their surface-enhanced Raman scattering properties. Nanotechnology. 17(18). 4758-4764.

[8] Corbierre, M. K., Cameron, N. S., Sutton, M., Laaziri, K., and Lennox, R. B. (2005). Gold Nanoparticle/Polymer Nanocomposites: Dispersion of Nanoparticles as a Function of Capping Agent Molecular Weight and Grafting Density. Langmuir. 21(13). 6063 -6072.

[9] Bai, J., Li, Y., Yang, S., Du, J., Wang, S., Zheng, J., Wang, Y., Yang, Q., Chen, X. (2006). A simple and effective route for the preparation of poly(vinylalcohol) (PVA) nanofibers containing gold nanoparticles by electrospinning method. Solid State Communications. 141. 292-295.

[10] Tseng, J.-Y., Lin, M.-H., Chau, L.-K. (2001). Preparation of colloidal gold multilayers with 3-(mercaptopropyl)-trimethylsilane as a linker molecule. Colloids and Surface A: Physichochemical and Engineering Aspects. 182. 239-245.

[11] Kimling, J., Maier, M., Okenve, B., Kotaidis, B., Ballot, H. and Plech, A. (2006). “Turkevitch Method for Gold Nanoparticles Synthesis Revisited”. J. Phys. Chem. B. 110(32). 15700-15707.

[12] Gergo Szakmany (2005). “Optical Properties of Metal Nanoparticles”. University of Notre Dame, Notre Dame.

thiol tailored end-groups. Lastly, the gold nanoparticles were embedded on the functionalized PVA surface by annealing methods. This study is significant as the gold nanoparticles are not only bound to the thiol groups but also embedded in the polymeric layer which makes it a strong attachment. This study is also significant as it is also possible to incorporate other metal nanoparticles such as Pd, Pt, Ag and Cu having strong affinity for thiols.

citrate reduction of gold salt in water. Then, the surface of PVA was functionalized with MPTMS which gives

Alkylsilylated Gold Loaded Magnesium Oxide Aerogel Catalystin the Oxidation of Styrene

Hadi Nur Æ Izan Izwan Misnon Æ Halimaton Hamdan

Received: 24 October 2008 /Accepted: 5 January 2009 / Published online: 30 January 2009

� Springer Science+Business Media, LLC 2009

Abstract Aerogel-prepared magnesium oxide (A-MgO)

was modified by attachment of gold particles. Subsequent

modification of its surface with alkylsilylation of n-octa-

decyltrichlorosilane and chlorotrimethylsilane exhibits

a high catalytic activity for oxidation of styrene with

tert-butyl hydroperoxide in liquid phase. Catalytic results

show that the introduction of gold on the surface of A-MgO

gives a higher catalytic activity in styrene oxidation com-

pared to titanium dioxide. The effect of surface modification

of A-MgO was studied with XRD, UV–Vis DR, FTIR and

nitrogen adsorption analysis.

Keywords Styrene oxidation � A-MgO � Gold �Titanium dioxide � Octadecyltrichlorosilane �Chlorotrimethylsilane

1 Introduction

It has been generally accepted that the overall chemical

transformation in a catalytic reaction depend on the nature

of the active site; its accessability and surroundings.

Therefore, the important properties of a heterogeneous

catalyst are an active site with the correct ensemble of

metal atoms, metal ions, or other active components such

as oxides, carbides, etc., a cavity around the active site that

may change its configuration to facilitate binding of a

specific reactant to the active site and expulsion of the

product, and a cavity wall that facilitates passage of the

desired reactants and products from the ambient to the

active site [1]. Due to the importance of active sites, there

is a need to design a system where these sites are located at

the surface, which enable them to freely directly interact

with every substrate. Recently, Patil et al. [2] demonstrated

that commercial MgO loaded with gold tested as a catalyst

in the oxidation of styrene to styrene oxide with tert-butyl

hydroperoxide (TBHP) as an oxidant, showed an excellent

activity.

Here, we report the use of gold particles loaded aerogel-

prepared magnesium oxide (A-MgO) as catalyst in

oxidation of styrene with TBHP in liquid phase. The phys-

icochemical properties of A-MgO have been studied

previously by Klabunde et al. [3–5]. The fact that MgO was

easily transformed to Mg(OH)2 in the presence of water, the

catalyst was then modified with alkylsilylation of n-octa-

decyltrichlorosilane (OTS) and chlorotrimethylsilane

(CTMS). It is expected that the hydrophobic alkylsilyl group

protects the surface and active sites from being attacked by

water and side product of the oxidation reaction. A-MgO

modified by attachment of titanium dioxide and surface

modified with alkylsilylation of OTS and CTMS were also

prepared for a comparison. The activity of catalysts was

examined in the oxidation of styrene using TBHP as an

oxidant.

2 Experimental

2.1 Preparation of Catalysts

2.1.1 Synthesis of Aerogel-prepared Magnesium Oxide

Synthesis of A-MgO is divided into three consecutive

steps, i.e., alkoxide preparation, gel preparation and

H. Nur (&) � I. I. Misnon � H. Hamdan

Ibnu Sina Institute for Fundamental Science Studies, Universiti

Teknologi Malaysia (UTM), 81310 Skudai, Johor, Malaysia

e-mail: [email protected]; [email protected]

URL: http://www.hadinur.com

123

Catal Lett (2009) 130:161–168

DOI 10.1007/s10562-009-9843-z

supercritical drying. The steps are described in the fol-

lowing sections.

2.1.2 Alkoxide Preparation

Typically, 4.8 g of magnesium ribbon (BDH Laboratory)

was cleaned using acetone and cut into small pieces. The

magnesium was then added to a 250 mL round bottom

round flask (double neck) and fitted with a valve. The flasks

were then flushed with nitrogen for 10 min in order to

remove water vapor. Solution of 1 M was then prepared

with addition of 206 mL methanol into the round bottom

flask with continuous nitrogen flow until the reaction was

complete. Nitrogen flow was needed in this reaction in

order to facilitate the removal of hydrogen gas and prevent

increase of pressure. In this stage, the reaction was highly

exothermic. Ice bath was used to reduce heat during

reaction. Finally, the reaction vessel was sealed and stored

at room temperature for future use.

2.1.3 Gel Preparation

One Molar Mg(OCH)3 solution (43 mL) in methanol was

removed from the flask using a syringe and transferred to a

400 mL Teflon beaker and was mixed with 200 mL toluene.

The solution was homogenized by stirring with a magnetic

bar for 15 min. After that, distilled water used for hydro-

lysis was added dropwise to the solution. A total amount of

3.2 mL of water was slowly added at approximately 1 drop

every 2–3 s with vigorous stirring. Upon addition of the

water, tiny white globules were formed, which slowly dis-

appeared turning the solution milky white. With continuous

stirring, the solution became clear. The solution was cov-

ered with aluminum foil in order to prevent evaporation of

the solvent and was allowed to stir overnight prior to being

subjected to supercritical extraction.

2.1.4 Supercritical Drying

The aerogel was prepared by high temperature supercritical

extraction of the gel using Parr instrument autoclave fitted

with a thermocouple, a pressure gauge and a temperature

controller. The autoclave with the gel was first flushed with

nitrogen for 10 min. Then, it was filledwith nitrogen at initial

pressure of about 100 psi and sealed. The reactor was slowly

heated up to 265 �C at a heating rate of about 50 �C h-1.

When the reactor condition reached the temperature of

265 �C, it was maintained for 1 h. After completion of the

procedure, the pressure was quickly released by venting of

solvent vapor and collected in the condenser. The sample

was again flushed with nitrogen for 10 min at controlled

pressure of 34–35 psi and allowed to cool down overnight.

The resultant white powder, Mg(OH)2 from the supercritical

extraction was calcined in furnace at 500 �C and maintained

for 2 h. The sample was cooled down to room temperature

and stored in a bottle in a desiccator.

2.2 Preparation of Titanium Containing A-MgO

A series of titanium loadings were prepared (%w/w: 2.5, 5,

7.5, 10, and 15). Impregnation process was carried out

according to the method reported previously [6, 7]. Typi-

cally, titanium isopropoxide [Ti(OPr)4, Fluka Chemika]

was impregnated from absolute ethanol solution into

A-MgO by vigorous stirring at ambient condition in fume

cupboard until the absolute ethanol was dried. The powder

resultant was dried in an oven at 100 �C overnight. Finally,

the dried sample was calcined at 500 �C for 2 h. The cat-

alysts were labeled as xTiO2/A-MgO where x refers to

titanium dioxide loadings.

2.3 Preparation of Gold Containing A-MgO

Typically, 100 mL of an aqueous solution of HAuCl4 with a

concentration of 4.2 9 10-3 Mwas prepared. To the yellow

clear solution, urea [CO(NH2)2] was added to achieve a

concentration of 0.42 M with the initial pH *2. The gold

concentration corresponds to a theoretically Au loading of 8

wt.% in case of a complete deposition. Then, 1 g of dried

A-MgO was dispersed in the gold solution and the suspen-

sion was thermostated at 80 �C with vigorous stirring for

16 h. At the end of the reaction, the pH of the solution

increased to*10. After deposition of gold onto A-MgO, the

solid was separated from the precursor solution by centri-

fugation (3,500 rpm for 20 min). The solid underwent

washing process where it was suspended in water (100 mL)

and shaken for 10 min at room temperature and centrifuged

again. The washed solid was dried in an oven at 100 �Covernight and finally, the solid was calcined at 400 �C for

2 h with a heating rate of 2 �C min-1.

2.4 Preparation of Alkylsilylated TiO2/A-MgO

and Au/A-MgO

Two types of alkylsilane were used: Octadecyltrichlorosi-

lane (OTS) (Aldrich) and CTMS (Fluka). Typically, an

amount of 500 lmol of alkylsilane per gram of catalyst

was used for alkylsilylation. 10 cm3 of toluene (dried over

molecular sieve) was dispersed with OTS and 1 g of TiO2/

A-MgO was immersed into OTS solution.

The suspension was shaken for 15 min at room tem-

perature and the powder was collected by centrifugation

(3,000 rpm, 10 min). The catalyst powder was dried at

110 �C overnight. The catalyst was labeled as OTS-TiO2/

A-MgO. The same method was used for alkylsilylation

prepared using CTMS, labeled as CTMS-TiO2/A-MgO.

162 H. Nur et al.

123

For Au/A-MgO catalyst, the modification for alkylsilylated

catalyst was the same for TiO2/A-MgO catalysts and

denoted as OTS-Au/A-MgO and CTMS-Au/A-MgO.

2.5 Characterizations

The X-ray diffraction patterns were obtained using Bruker

D8 Advance X-ray diffractometer using Cu Ka radiation

k = 1.5418 A, operated at 40 kV and 40 mA. Approxi-

mately 1 g sample, in fine powder form was put into a

sample holder. Then, pressed between two glass slides to

get a thin layer, locked in a proper place of analyzer before

it was measured. The measurement took place at room

temperature in the range of 2h = 20�–70� and step interval

0.02� at a rate of 1 s per step.

Diffused reflectance ultraviolet–visible (DRUV–VIS)

spectra measurement was performed on a Perkin Elmer

Lambda 900 UV/VIS/NIR Spectrometer equipped with a

diffused reflectance attachment and 76 mm integrating

sphere. BaSO4 was used as a reference. Finely ground

catalyst was spread flat over the sample holder window.

The holder was tightened and smoothen before placing it in

the spectrometer holder. The sample was analyzed in the

wavelength range of 190–700 nm.

Infrared spectra of the sample were collected on a

Perkin Elmer Spectrum One spectrometer. The sample and

KBr powder (1:100) was mixed using mortar and pressed

into a thin pellet under vacuum (ca. 6 tons). The KBr pellet

was then put into a sample holder and scanned in the

wavenumber region of 4,000–400 cm-1.

The specific surface areas for all samples were obtained

using Quantachrome Autosorb surface area analyzer.

2.6 Catalytic Test

To examine the activity of the catalysts, oxidation of sty-

rene was chosen as a model reaction. In the oxidation

reaction, styrene (5 mmol, Fluka), anhydrous TBHP

(8 mmol, Fluka), acetonitrile (5 mL) and 50 mg catalyst

was put in a magnetically stirred round bottom flask

(capacity 10 cm3), under reflux (at 80 �C) for a period of

8 h. The resulting product was withdrawn and analyzed

periodically with gas chromatograph (GC). Gas chro-

matograph-mass spectrometer (GC-MS) was also used to

verify the resulting product.

3 Results and Discussion

3.1 Physical Properties of Catalysts

Figure 1 shows the XRD diffractograms of A-MgO, TiO2/

A-MgO and Au/A-MgO, respectively. The X-ray

diffractogram shows that A-MgO consists of a crystalline

structure with characteristic peaks at 42.9� and 62.5� due to(200) and (220) planes. After loading of Au, it clearly

shows three new peaks centered at 2h = 38.2�, 44.3�, and64.5� for all samples which are ascribed to metallic gold

[8]. These peaks correspond to Au(111), Au(200) and

Au(220), respectively. There was no appreciable change to

the X-ray pattern of TiO2/A-MgO samples, besides a slight

decrease in the intensity of peaks relative to A-MgO,

confirming that A-MgO was stable towards impregnation

of TiO2. Furthermore, no TiO2 phase was detected on all

samples. This suggests that TiO2 is either deposited in

amorphous form or very well dispersed with very small

crystallite size which cannot be observed by XRD [9].

DRUV–VIS spectra of A-MgO, Au/A-MgO and TiO2/

A-MgO samples are presented in Fig. 2. High surface area

MgO absorbs UV light and emits luminescence, which is

not observed with MgO single crystal [10]. Absorption

is observed for A-MgO at wavelengths 210 nm, which is

considerably lower in energy than the band at 163 nm for

bulk ion pairs. The bands at 210 nm are assigned to be due

to the surface O2- ions of coordination number of 4.

DRUV–VIS spectra for Au/A-MgO are depicted in Fig. 2b.

According to the picture, Au/A-MgO exhibits a band at

537 nm, which is characteristic of the plasmon resonance

of metallic metal particle [8, 11]. This brings to the

assumption that gold species present in the samples consist

of metallic Au. For Ti-containing catalysts, the electronic

spectra of the catalysts showed absorption associated with

the ligand metal charge transfer (LMCT) from the oxygen

to an empty orbital of the Ti(IV) ion. Figure 2c depicts the

DRUV-VIS spectra for TiO2/A-MgO. The presence of

Rel

ativ

e in

tens

ity /

a.u.

20 30 40 50 60 70

a

c

b

2-Theta - Scale

Fig. 1 X-ray diffractograms of (a) A-MgO, (b) Au/A-MgO, and (c)

10TiO2/A-MgO

Alkylsilylated Gold Loaded Magnesium Oxide Aerogel Catalyst 163

123

octahedral titanium species in the catalysts are indicated by

the appearance of intense bands centered at 280 nm.

The IR spectra of modified catalysts with OTS (OTS-

TiO2/A-MgO, OTS-Au/A-MgO) and CTMS (CTMS-TiO2/

A-MgO, CTMS-Au/A-MgO) are shown in Fig. 3a–d. The

spectra demonstrate the various C–H stretching vibrations

at 2,924 cm-1 for anti-symmetry stretching and 2851 cm-1

for symmetry stretching [12]. These C–H groups are from

the alkyl chain of hydrophobic-inducing agent, i.e., the

OTS and CTMS.

Table 1 lists the surface properties data for all the

samples that have been analyzed using nitrogen adsorption

analysis. Untreated A-MgO shows high surface area and

pore diameter. After impregnation with TiO2, the surface

area was gradually decreased. As shown in Table 1, the

surface area of catalysts containing Au was also reduced

after Au deposition. However, the surface area reduction is

more intense in Au deposition compared to TiO2 impreg-

nation. After modification by OTS and CTMS, significant

decrease in the surface area was recorded. One possible

reason for this is the covering effect of the internal surface

area of the catalyst by alkylsilyl groups [13]. Based on the

above results, it is suggested that the deposition of Au and

attachment of functional groups (OTS and CTMS) occur on

the surface of the A-MgO.

3.2 Catalytic Activity

3.2.1 Catalytic Activity and Selectivity of Modified

A-MgO in Oxidation of Styrene

Figure 4 presents the catalytic activity of the catalysts in

the oxidation of styrene with TBHP as the oxidant at 8 h

reaction. The catalytic activity was compared at 8 h

because the rate of reaction saturated after 7 h reaction. As

shown in the figure, the conversion of styrene is relatively

low in the absence of catalyst. TiO2 catalyst gives a con-

version of 15.9% compared to only 13.8% by A-MgO. The

presence of TiO2 increases the catalytic activity of A-MgO.

It is observed that the higher is the TiO2 loading, the higher

is the conversion of styrene. This suggests that TiO2 plays a

role as catalytic active site in this reaction.

During impregnation process, the dispersion of TiO2 in

A-MgO support may lead to situation where Ti4? ions are

coordinated to –O–Mg entities. The presence of Ti4? ions

of this kind on the surface of A-MgO is believed to play an

important role in the oxidation of styrene where Ti4? ions

is needed to activate the neighboring peroxide ligands by

withdrawing the electron cloud and reducing the electron

density of the oxygen atoms [9]. As another example, in the

oxidation of olefin to olefin oxide using hydrogen peroxide

as an oxidant, the ions (Ti4?) are known to be catalytically

active [6, 7, 14].

Over the catalysts, the oxidation of styrene is improved

with benzaldehyde, styrene oxide and phenylacetaldehyde

being the major products. As shown in Fig. 4, the selec-

tivity towards benzaldehyde is slightly increased when the

TiO2 loading is increased. However, this trend is reversed

for the selectivity of styrene oxide, where it is decreased

when TiO2 loading is increased. Selectivity towards phe-

nylacetaldehyde on the other hand is nearly the same for all

190 300 400 500 600 700

Inte

nsity

/ a.

u.

a

c

b

Wavelength / nm

Fig. 2 DRUV–Vis spectra of (a) A-MgO, (b) Au/A-MgO, and (c)

10TiO2/A-MgO

4000 3000 2000 1500 1000 400

Wavenumber / cm-1

Tra

nsm

ittan

ce /

a.u

b

c

d

a

Fig. 3 FTIR spectra of (a) OTS-TiO2/A-MgO, (b) CTMS-TiO2/A-

MgO, (c) OTS-Au/A-MgO, and (d) CTMS-Au/A-MgO

Table 1 Surface properties of aerogel prepared magnesium oxide

(A-MgO) catalysts by nitrogen adsorption analysis

Sample Surface area

(m2 g-1)

Total pore

volume

(cc g-1)

Average

pore

diameter (A´)

MgO-A 241 1.347 223

Au/MgO-A 169 1.088 257

OTS-Au/MgO-A 97 0.602 248

CTMS-Au/MgO-A 123 0.755 245

15TiO2/MgO-A 187 1.423 304

OTS-15TiO2/MgO-A 138 0.962 278

CTMS-15TiO2/MgO-A 139 1.112 320

164 H. Nur et al.

123

catalysts except for 15TiO2/A-MgO where it gives a

slightly higher selectivity. One can see that the selectivity

for benzaldehyde from styrene for all catalysts is higher

than for styrene oxide and phenylacetaldehyde, particularly

for the catalyst with higher TiO2 loading (15TiO2/A-MgO).

One would expect that TiO2 nano-particles are formed

during modification. The TiO2 nano-particles favored the

carbon–carbon bond cleavage [15]. Therefore, with the

increase in the amount of the TiO nano-particles, bond

scission reaction is preferred, leading to the formation of

more benzaldehyde (path I). Another way to form benz-

aldehyde from styrene is by oxidation reaction to form

styrene oxide, which further forms benzaldehyde in the

presence of peroxide (path II). A scheme of the possible

pathway in styrene oxidation is depicted in Fig. 5. The two

different pathways may occur in parallel; however, for this

catalyst, TiO2 promotes the oxidative cleavage of styrene

[9, 16].

As shown in Fig. 4, Au/A-MgO catalyst shows much

higher activities than all TiO2/A-MgO series. It is sug-

gested that Au provides a better active sites for oxidation of

styrene, compared to TiO2. Au/A-MgO gives a conversion

of 64.8%. Besides, Au/A-MgO increased the selectivity of

styrene oxide to 36%, compared to only 19.2%

with 15TiO2/A-MgO. It also reduced the benzaldehyde

selectivity (42%) and increased selectivity towards phe-

nylacetaldehyde (22%).

For styrene oxidation, the smaller gold particles are the

most active [2]. Haruta reported that, the formation of large

particles results from the fact that the interaction of

HAuCl4 with the support is weak, and that the chlorides

present in the samples promotes the sintering of the Au

particles during thermal treatment [17]. The gold particle

size also depends on the calcination temperature. For

example, Date and coworkers [18] showed that gold

particles in Au/TiO2 sample prepared by deposition-pre-

cipitation, grow when the calcination temperature

increases. Kozlov and coworkers [19] showed that the

calcination heating rates significantly alter the perfor-

mances of supported gold catalysts in CO oxidation, such

that low heating rates produce smaller gold particles. The

calcination temperature throughout this study was set at

400 �C and the size of gold particle was big, which is ca.

15.9 nm (calculation using Scherer equation on XRD).

Therefore the size of gold particles should remain the same

and not be a controlling factor to the catalytic performance.

However, in this study, it can be concluded that modi-

fication of A-MgO with TiO2 and Au helps to increase the

activity of styrene oxidation. Evidently, the creation of

TiO2 and Au active sites reduce the benzaldehyde selec-

tivity. Styrene oxide selectivity is reduced by TiO2 and

increased by Au active sites. On the other hand, TiO2

and Au active sites increased the phenylacetaldehyde

formation.

Blank A-MgOTi2O

Con

vers

ion

/ mol

%

79

21

60.5

32

7.5

59.2

32.9

7.9

52.1

33.3

14.6

54.3

31.8

13.9

56.2

30.7

13.1

59.6

27.4

13

60

19.2

20.8

42

36

22

0

10

20

30

40

50

60

70

styrene oxide

phenylacetaldehyde

benzaldehyde

2.5TiO2/A-MgO

5TiO2/A-MgO

7.5TiO2/A-MgO

10TiO2/A-MgO

15TiO2/A-MgO

Au/A-MgO

Fig. 4 Influence of titanium

loading of TiO2/A-MgO and

Au/A-MgO catalysts on styrene

conversion and selectivity

O

O

O

I

II

TBHP

C C

Fig. 5 Pathway in styrene oxidation reaction

Alkylsilylated Gold Loaded Magnesium Oxide Aerogel Catalyst 165

123

3.2.2 The Effect of Alkylsilylation

Figure 6 summarizes the conversion and selectivity of

products from oxidation of styrene with anhydrous TBHP

by using TiO2 and Au series with stirring for 8 h at 80 �C.As shown in the figure, catalyzed oxidation of styrene

produces benzaldehyde, styrene oxide and phenylacetal-

dehyde. Besides, TiO2 and Au series enhance the styrene

conversion, compared with catalysis by using A-MgO and

TiO2 alone. Furthermore, modification of support materials

with hydrophobic alkylsilane groups, which is OTS and

CTMS, led to a remarkable enhancement of the styrene

conversion.

The improvement of catalysis result may be attributed to

hydrophilicity-hydrophobicity effects. As discussed in

previous reports, OTS and CTMS are effective hydropho-

bic inducing agents [6, 7]. During the oxidation process,

decomposition of TBHP releases alcohol as a side product,

known as hydrophilic substance. The hydrophilic catalyst

(15TiO2/A-MgO and Au/A-MgO) have an affinity to

interact with alcohol molecules. If this were to take place,

TiO2 and Au active sites would be poisoned by alcohol

molecules which consequently reduced the catalytic

activity. So, there was a need to protect the active sites by

using OTS and CTMS. Evidently, the hydrophobic carbon

chain of alkylsilyl groups is proven to prevent the alcohol

from deactivating TiO2 and Au active sites. The major

effect of hydrophobic behavior in the catalyst is to con-

tinuously attract more substrates and oxidizing agent

towards the active sites in order to catalyze the reaction.

This is because, the substrates (styrene) are hydrophobic

and TBHP also have certain degree of hydrophobicity

which arises from the tert-butyl alkyl chains. On the other

hand, the hydrophilic catalyst is poisoned by the strong

adsorption of water or other donating compound. Hence

adsorption of hydrocarbon less occurs. Generally, as indi-

cated in Fig. 6, modifications of TiO2/A-MgO and Au/A-

MgO catalysts with alkylsilyl groups created a high styrene

conversion and their selectivities towards the formation of

products are almost similar to each other.

3.2.3 Specific Catalytic Activity for A-MgO

Figures 4 and 6 represent the activity and the selectivity of

the catalysts towards the oxidation of styrene. The defini-

tion of catalytic activity used in this considers the

conversion of styrene per gram of catalyst. All catalysts

were active towards the styrene oxidation reaction. How-

ever, one showed different performances, depending on the

surface modification and the type of metals impregnated on

the surface of A-MgO. As tabulated in Table 1, the surface

areas of the catalysts are different. It implies that the cat-

alytic activity site for the oxidation of styrene over the

modified A-MgO depends on the surface area of catalysts.

With respect to specific activity (i.e., catalytic activity

based on the surface area of catalyst), alkylsilylated

A-MgO having a smaller surface area showed better per-

formance than TiO2/A-MgO and Au/A-MgO (see Fig. 7).

From these results, it can be concluded that alkylsilylated

Au/A-MgO catalysts are more active compared to alkyl-

silylated TiO2/A-MgO and unalkylsilylated A-MgO.

3.2.4 The Effect of Addition of Base and Drying Agent

During modification with OTS, CTMS and gold precursor,

the formation of chlorine ions is favored. OTS consists of

three chlorine ions while CTMS has only one chlorine ion.

Although, the catalysts have been washed in order to

eliminate the chlorine ions, apparently, this procedure

could not completely remove the chlorine ions. Unfortu-

nately, the presence of chlorine ions in large amount is

believed to poison catalysis in many reactions [20]. In

addition, if there were cations (H? or NH4?) present in the

reaction system, it may bind with chlorine ions to form

Au/A-MgOOTS-15TiO2/CTMS

OTS-Au/ A-MgO

CTMS- A-MgO-A

60

19.2

20.849.3

21

29.7

38.7

34

27.3

42.4

35.7

21.9

40.5

29.6

29.9

43.4

32.2

24.4

0

10

20

30

40

50

60

70

80

90

100

Con

vers

ion

/ mol

%

15TiO2/A-MgO

OTS-15TiO2/A-MgO

phenylacetaldehyde

benzaldehyde

styrene oxideFig. 6 The effect of alkylsilane

modification on A-MgO

catalysts

166 H. Nur et al.

123

acidic condition. Thus, a small amount of 4-nitrotoluene,

an indicator used for the measurement of acid strength, was

added in the catalytic system in order to deactivate the acid

site. The interaction of 4-nitrotoluene with various acidic

zeolites has been studied spectroscopically [21]. By con-

sidering the data tabulated in Table 2, the addition of a

small amount of 4-nitrotoluene increased the activity and

altered the selectivity of the reaction. OTS modified cata-

lyst is chosen because it contains more chlorine ions than

CTMS. Addition of 4-nitrotoluene gave 100% conversion

for both OTS-15TiO2/A-MgO and OTS-Au/A-MgO cata-

lysts. Besides, the selectivity towards styrene oxide is

highest compared to other products. Contrary to what has

been reported where benzaldehyde selectivity is increased

after base addition, that phenomenon obviously did not

occur in this case. Evidently, phenylacetaldehyde forma-

tion is compressed as the acid is neutralized [15].

TBHP decomposition gave hydrophilic alcohol as the

side product. This substance has the capabilities to reduce

the catalyst performance. Although alkylsilane is intro-

duced to reduce the deactivation effect, in this segment,

drying agent was added in order to investigate the effect of

water on the catalytic performance; as done by other

researchers using Dean-Stark apparatus to eliminate the

water from the reaction system. The presence of hydro-

philic substances is also believed to promote substrate

diffusion from active sites due to the different nature of

hydrophilic-hydrophobic behaviors. Table 2 shows the

catalyst performance after addition of drying agents.

Generally, the addition of drying agent reduces the sub-

strate diffusion, resulting in absorption of hydrophilic

substance followed by a decrease in formation of phenyl-

acetaldehyde. However, selectivity of OTS-TiO2/A-MgO

towards benzaldehyde and styrene oxide is increased. As

discussed earlier, TiO2 active sites are selective towards

double bond cleavage to form benzaldehyde. On the other

hand, OTS-Au/A-MgO catalyst increases the selectivity of

styrene oxide and reduces the selectivity of benzaldehyde.

4 Conclusion

The catalytic potential of alkylsilylated catalysts for oxi-

dation-catalyzed reactions is demonstrated in the liquid

phase oxidation of styrene. It is observed that the catalyst is

active in the oxidation of styrene with anhydrous TBHP to

form benzaldehyde, styrene oxide and phenylacetaldehyde;

the amount of which in decreasing order is as the follow-

ing: benzaldehyde[ styrene oxide[ phenylacetaldehyde.

The increase in oxidation activity of alkysilylated TiO2/

A-MgO and alkysilylated Au/A-MgO may be explained on

the basis of an increase in hydrophobicity of the catalyst.

OTS-Au/ A-MgO

CTMS-TiO2/A-MgO

OTS-TiO2/A-MgO

0

10

20

30

40

50

60

A-MgO TiO2/A-MgO

Au/ A-MgO

Yie

ld o

f pro

duct

per

sur

face

are

a /

µmol

m-2

CTMS-Au/A-MgO

Fig. 7 Specific activity of

modified A-MgO catalysts

Table 2 The effect of addition

of base and drying agent on

product selectivity of styrene

oxidation

a Addition of 4-nitrotoluene

(200 lmol)b Addition of molecular sieve

as drying agents (100 mg)

Catalyst Conversion

(mol%)

Selectivity (%)

Benzaldehyde Styrene oxide Phenylacetaldehyde

OTS-Au/MgO-A 90.5 40.5 29.6 29.9

OTS-Au/MgO-Aa 100 37.7 39.0 23.3

OTS-Au/MgO-Ab 100 38.7 39.0 22.3

OTS-15TiO2/MgO-A 80 49.3 21.0 29.7

OTS-15TiO2/MgO-Aa 100 37.6 44.5 17.9

OTS-15TiO2/MgO-Ab 100 60.3 27.6 12.1

Alkylsilylated Gold Loaded Magnesium Oxide Aerogel Catalyst 167

123

Deactivation of the acid and reduction of water from the

catalytic system improve the catalytic activity and selec-

tivity of styrene oxidation.

Acknowledgments This research was supported by the Ministry of

Science Technology and Innovation Malaysia (MOSTI), under the

Sciencefund grant No. 03-01-06-SF0326 and the Ministry of Higher

Education (MOHE), Malaysia under the Fundamental Research

Scheme Grant Vot. 78070.

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